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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$767M
AUM Growth
+$35.5M
Cap. Flow
+$9.79M
Cap. Flow %
1.28%
Top 10 Hldgs %
17.73%
Holding
803
New
103
Increased
327
Reduced
251
Closed
107

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$7.46M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.41M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$5.46M
4
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$5.3M
5
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.58M

Top Sells

Rank Stock Value
1
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.98M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.63M
3
MBB icon
iShares MBS ETF
MBB
+$2.98M
4
IGOV icon
iShares International Treasury Bond ETF
IGOV
+$2.75M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.73M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.71%
2 Consumer Staples 5.77%
3 Healthcare 4.97%
4 Technology 4.82%
5 Industrials 4.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYF icon
101
iShares US Financials ETF
IYF
$4.38B
$1.8M 0.23%
41,880
+24,376
+139% +$1.05M
SYY icon
102
Sysco
SYY
$38.4B
$1.8M 0.23%
35,430
-607
-2% -$29.4K
GOOG icon
103
Alphabet (Google) Class C
GOOG
$4.1T
$1.77M 0.23%
51,080
+3,200
+7% +$115K
SLYV icon
104
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
$1.77M 0.23%
35,338
-340
-1% -$16.8K
MTUM icon
105
iShares MSCI USA Momentum Factor ETF
MTUM
$24.6B
$1.77M 0.23%
23,109
-1,024
-4% -$75.7K
FV icon
106
First Trust Dorsey Wright Focus 5 ETF
FV
$3.81B
$1.74M 0.23%
77,833
-12,044
-13% -$263K
SPYV icon
107
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$1.72M 0.22%
68,516
-240
-0.3% -$5.95K
FLOT icon
108
iShares Floating Rate Bond ETF
FLOT
$10.7B
$1.72M 0.22%
33,951
-71,976
-68% -$3.63M
VTR icon
109
Ventas
VTR
$46.3B
$1.67M 0.22%
22,903
+2,770
+14% +$182K
GDX icon
110
VanEck Gold Miners ETF
GDX
$30.2B
$1.63M 0.21%
58,805
+21,086
+56% +$506K
PGX icon
111
Invesco Preferred ETF
PGX
$3.7B
$1.63M 0.21%
100,379
-114,614
-53% -$1.72M
SBUX icon
112
Starbucks
SBUX
$119B
$1.63M 0.21%
28,514
-851
-3% -$48.4K
BMY icon
113
Bristol-Myers Squibb
BMY
$136B
$1.62M 0.21%
22,023
-1,636
-7% -$116K
FDL icon
114
First Trust Morningstar Dividend Leaders Index Fund
FDL
$8.1B
$1.58M 0.21%
58,888
+3,341
+6% +$86.6K
MDT icon
115
Medtronic
MDT
$120B
$1.57M 0.21%
18,124
-1,009
-5% -$81.6K
OHI icon
116
Omega Healthcare
OHI
$14.1B
$1.57M 0.2%
46,260
+17,375
+60% +$580K
VWO icon
117
Vanguard FTSE Emerging Markets ETF
VWO
$129B
$1.56M 0.2%
44,387
+2,454
+6% +$83.8K
BP icon
118
BP
BP
$113B
$1.55M 0.2%
51,935
+4,394
+9% +$118K
SCHG icon
119
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$1.54M 0.2%
234,776
+35,624
+18% +$234K
FSK icon
120
FS KKR Capital
FSK
$3.44B
$1.52M 0.2%
42,109
+2,469
+6% +$89.3K
IDV icon
121
iShares International Select Dividend ETF
IDV
$8.77B
$1.52M 0.2%
53,169
-2,181
-4% -$63.3K
IJT icon
122
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.25B
$1.52M 0.2%
23,614
-6,012
-20% -$378K
CVS icon
123
CVS Health
CVS
$124B
$1.5M 0.2%
15,707
+777
+5% +$77.4K
IUSG icon
124
iShares Core S&P US Growth ETF
IUSG
$33.5B
$1.49M 0.19%
36,478
+10,176
+39% +$413K
PSEC icon
125
Prospect Capital
PSEC
$1.14B
$1.47M 0.19%
188,486
+53,021
+39% +$399K
3 4
5
6 7

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AIM
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DAM
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RPGK
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Sigma Planning Corp's Q2 2016 Portfolio in Review

As of Q2 2016, Sigma Planning Corp held 803 positions worth $767M, up 4.9% from $732M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q2 2016 filing shows 103 new, 327 increased, 251 reduced and 107 closed positions. Its largest new stake was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M. The largest sale was iShares S&P Mid-Cap 400 Growth ETF, an estimated $4.98M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, up from 54% a quarter earlier, followed by Consumer Staples and Healthcare.

  • Sigma Planning Corp's largest Q2 2016 buy was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M.
  • Sigma Planning Corp added most to iShares S&P 100 ETF in Q2 2016, an estimated $7.46M increase.
  • Sigma Planning Corp's biggest Q2 2016 reduction was iShares S&P Mid-Cap 400 Growth ETF, cutting an estimated $4.98M.
  • Sigma Planning Corp fully exited Chimera Investment in Q2 2016, selling an estimated $1.75M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $767M portfolio in Q2 2016.
  • Sigma Planning Corp opened 103 new positions and closed 107 in Q2 2016.
  • Sigma Planning Corp's portfolio value rose 4.9% quarter-over-quarter to $767M.

Based on Sigma Planning Corp's 13F filing for Q2 2016, filed 22 Jul 2016.