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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.25%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$732M
AUM Growth
+$17.2M
Cap. Flow
+$2.4M
Cap. Flow %
0.33%
Top 10 Hldgs %
18%
Holding
810
New
114
Increased
279
Reduced
290
Closed
110

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$5.57M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.92M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.01M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.97M
5
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.69M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.48M
3
SH icon
ProShares Short S&P500
SH
+$3.97M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.73M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.17%
2 Technology 5.83%
3 Healthcare 5.3%
4 Industrials 4.69%
5 Communication Services 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
101
Visa
V
$677B
$1.72M 0.23%
22,457
-19,048
-46% -$1.38M
SYY icon
102
Sysco
SYY
$39.7B
$1.68M 0.23%
36,037
-2,070
-5% -$89.3K
SPYV icon
103
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$1.68M 0.23%
68,756
-1,196
-2% -$27.6K
BIDU icon
104
Baidu
BIDU
$35.8B
$1.65M 0.22%
8,618
-947
-10% -$161K
RGLD icon
105
Royal Gold
RGLD
$17.1B
$1.63M 0.22%
31,705
-3,626
-10% -$148K
AMLP icon
106
Alerian MLP ETF
AMLP
$13B
$1.61M 0.22%
29,529
+512
+2% +$26K
IDV icon
107
iShares International Select Dividend ETF
IDV
$8.25B
$1.6M 0.22%
55,350
+7,776
+16% +$214K
EFA icon
108
iShares MSCI EAFE ETF
EFA
$76.4B
$1.57M 0.21%
27,470
+1,348
+5% +$74.3K
CVS icon
109
CVS Health
CVS
$137B
$1.55M 0.21%
14,930
+1,739
+13% +$169K
FUTY icon
110
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
$1.53M 0.21%
48,057
+36,044
+300% +$1.07M
XLV icon
111
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$1.53M 0.21%
22,552
-12,983
-37% -$870K
BMY icon
112
Bristol-Myers Squibb
BMY
$127B
$1.51M 0.21%
23,659
+997
+4% +$62.9K
AAL icon
113
American Airlines Group
AAL
$9.58B
$1.48M 0.2%
36,098
-6,789
-16% -$273K
BUD icon
114
AB InBev
BUD
$158B
$1.47M 0.2%
11,784
+205
+2% +$24.3K
UAA icon
115
Under Armour
UAA
$3B
$1.47M 0.2%
34,860
-7,253
-17% -$284K
FSK icon
116
FS KKR Capital
FSK
$2.98B
$1.45M 0.2%
39,640
+18,490
+87% +$625K
VWO icon
117
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.45M 0.2%
41,933
+723
+2% +$22.7K
MMM icon
118
3M
MMM
$89B
$1.44M 0.2%
10,359
+137
+1% +$17.6K
MDT icon
119
Medtronic
MDT
$107B
$1.44M 0.2%
19,133
+2,597
+16% +$196K
FDL icon
120
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$1.43M 0.19%
55,547
+1,362
+3% +$33K
XLU icon
121
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$1.42M 0.19%
57,416
+8,592
+18% +$198K
XLE icon
122
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$1.42M 0.19%
45,916
-31,142
-40% -$903K
CAT icon
123
Caterpillar
CAT
$409B
$1.41M 0.19%
18,426
-1,560
-8% -$105K
HMY icon
124
Harmony Gold Mining
HMY
$9.92B
$1.41M 0.19%
+386,048
New +$1.01M
BSJG
125
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$1.39M 0.19%
53,677
+61
+0.1% +$1.57K
3 4
5
6 7

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q1 2016 Portfolio in Review

As of Q1 2016, Sigma Planning Corp held 810 positions worth $732M, up 2.4% from $714M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q1 2016 filing shows 114 new, 279 increased, 290 reduced and 110 closed positions. Its largest new stake was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M. The largest sale was Fidelity Nasdaq Composite Index ETF, an estimated $5.87M.

By sector, the portfolio is most concentrated in Consumer Staples at 6.2% of assets, up from 5.3% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q1 2016 buy was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2016, an estimated $5.57M increase.
  • Sigma Planning Corp's biggest Q1 2016 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $5.87M.
  • Sigma Planning Corp fully exited ProShares Ultra S&P500 in Q1 2016, selling an estimated $3.73M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $732M portfolio in Q1 2016.
  • Sigma Planning Corp opened 114 new positions and closed 110 in Q1 2016.
  • Sigma Planning Corp's portfolio value rose 2.4% quarter-over-quarter to $732M.

Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.