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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
Cap. Flow
+$65.6M
Cap. Flow %
9.18%
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.66M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.86M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.7M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.54M
5
MBB icon
iShares MBS ETF
MBB
+$5.52M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.45M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$3.13M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$2.43M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$2.35M
5
SCI icon
Service Corp International
SCI
+$2.25M

Sector Composition

Rank Sector Weight
1 Healthcare 5.8%
2 Technology 5.68%
3 Consumer Staples 5.32%
4 Industrials 4.77%
5 Financials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
101
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$1.62M 0.23%
77,446
+29,171
+60% +$614K
PDP icon
102
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$1.62M 0.23%
39,087
+6,046
+18% +$254K
FIDU icon
103
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
$1.6M 0.22%
+58,941
New +$1.62M
MTUM icon
104
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$1.6M 0.22%
21,826
-3,401
-13% -$247K
IJS icon
105
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$1.59M 0.22%
29,470
-42,278
-59% -$2.35M
SYY icon
106
Sysco
SYY
$39.7B
$1.56M 0.22%
38,107
-625
-2% -$25.6K
BMY icon
107
Bristol-Myers Squibb
BMY
$127B
$1.56M 0.22%
22,662
+443
+2% +$29.3K
EFA icon
108
iShares MSCI EAFE ETF
EFA
$76.4B
$1.53M 0.21%
26,122
+784
+3% +$47.2K
GIS icon
109
General Mills
GIS
$19.2B
$1.52M 0.21%
26,404
+21
+0.1% +$1.21K
NFLX icon
110
Netflix
NFLX
$292B
$1.48M 0.21%
129,610
+29,100
+29% +$333K
SO icon
111
Southern Company
SO
$110B
$1.46M 0.2%
31,164
+4,728
+18% +$214K
BUD icon
112
AB InBev
BUD
$158B
$1.45M 0.2%
11,579
+9,232
+393% +$1.12M
WMT icon
113
Walmart Inc
WMT
$871B
$1.43M 0.2%
69,783
+32,418
+87% +$650K
NEE icon
114
NextEra Energy
NEE
$187B
$1.41M 0.2%
54,120
-1,596
-3% -$40.4K
COST icon
115
Costco
COST
$415B
$1.4M 0.2%
8,695
+2,466
+40% +$390K
BSJG
116
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$1.39M 0.19%
53,616
+1,378
+3% +$35.8K
IWD icon
117
iShares Russell 1000 Value ETF
IWD
$82B
$1.38M 0.19%
14,093
+2,504
+22% +$249K
IDV icon
118
iShares International Select Dividend ETF
IDV
$8.25B
$1.37M 0.19%
47,574
+325
+0.7% +$9.58K
UDF
119
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$1.36M 0.19%
123,544
-5,924
-5% -$95.2K
CAT icon
120
Caterpillar
CAT
$409B
$1.36M 0.19%
19,986
-1,845
-8% -$129K
STZ icon
121
Constellation Brands
STZ
$22.2B
$1.36M 0.19%
9,534
-28
-0.3% -$3.85K
MDY icon
122
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$1.35M 0.19%
5,332
-5,045
-49% -$1.31M
VWO icon
123
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.35M 0.19%
41,210
-7,822
-16% -$269K
MOAT icon
124
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$1.35M 0.19%
46,552
+1,553
+3% +$46.2K
OLED icon
125
Universal Display
OLED
$3.71B
$1.32M 0.19%
24,289
-5,038
-17% -$222K
3 4
5
6 7

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Sigma Planning Corp's Q4 2015 Portfolio in Review

As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.

  • Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
  • Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
  • Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
  • Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.

Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.