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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.8%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$724M
AUM Growth
-$30.4M
Cap. Flow
-$19.5M
Cap. Flow %
-2.69%
Top 10 Hldgs %
17.17%
Holding
812
New
60
Increased
296
Reduced
325
Closed
105

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.3M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$4.03M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.46M
4
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$3.26M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.68M

Top Sells

Rank Stock Value
1
VQT
iPath S&P VEQTOR ETN
VQT
+$5.22M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.78M
3
IYR icon
iShares US Real Estate ETF
IYR
+$3.82M
4
NRF
NorthStar Realty Finance Corp.
NRF
+$2.15M
5
GYLD icon
Arrow Dow Jones Global Yield ETF
GYLD
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 6.76%
2 Healthcare 6.45%
3 Energy 4.81%
4 Consumer Staples 4.58%
5 Financials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
101
Philip Morris
PM
$301B
$1.73M 0.24%
21,543
-753
-3% -$61.9K
LINE
102
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$1.72M 0.24%
193,482
+13,033
+7% +$152K
CLX icon
103
Clorox
CLX
$11.6B
$1.69M 0.23%
16,238
+241
+2% +$26K
FXG icon
104
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$1.67M 0.23%
38,017
-2,411
-6% -$108K
IEF icon
105
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$1.65M 0.23%
15,665
+4,536
+41% +$483K
VEA icon
106
Vanguard FTSE Developed Markets ETF
VEA
$226B
$1.63M 0.23%
41,157
+4,395
+12% +$182K
ARMH
107
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$1.63M 0.23%
33,099
-11
-0% -$572
MOAT icon
108
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$1.62M 0.22%
52,841
-6,803
-11% -$213K
UAA icon
109
Under Armour
UAA
$3B
$1.62M 0.22%
39,065
+13,805
+55% +$555K
FXR icon
110
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$1.6M 0.22%
+53,755
New +$1.67M
BP icon
111
BP
BP
$113B
$1.6M 0.22%
47,641
+660
+1% +$23.1K
GWPH
112
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$1.6M 0.22%
13,002
-125
-1% -$14.2K
VWO icon
113
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.59M 0.22%
39,000
-19
-0% -$816
IVE icon
114
iShares S&P 500 Value ETF
IVE
$48.9B
$1.59M 0.22%
17,258
-553
-3% -$52.2K
BAC icon
115
Bank of America
BAC
$435B
$1.56M 0.22%
91,747
-12,543
-12% -$207K
VER
116
DELISTED
VEREIT, Inc.
VER
$1.52M 0.21%
37,429
-4,763
-11% -$215K
BMY icon
117
Bristol-Myers Squibb
BMY
$127B
$1.52M 0.21%
22,797
-6,106
-21% -$402K
FDL icon
118
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$1.51M 0.21%
66,165
+1,748
+3% +$41.5K
SYLD icon
119
Cambria Shareholder Yield ETF
SYLD
$982M
$1.5M 0.21%
47,972
-5,424
-10% -$173K
D icon
120
Dominion Energy
D
$62.5B
$1.49M 0.21%
22,313
+5,141
+30% +$362K
XLP icon
121
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$1.48M 0.2%
31,124
-1,650
-5% -$80.6K
VTRS icon
122
Viatris
VTRS
$20.1B
$1.48M 0.2%
21,805
+786
+4% +$55.5K
SCZ icon
123
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$1.48M 0.2%
28,988
+3,382
+13% +$176K
PDP icon
124
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$1.47M 0.2%
34,082
-5,983
-15% -$260K
AAL icon
125
American Airlines Group
AAL
$9.58B
$1.46M 0.2%
36,664
+8,716
+31% +$397K
3 4
5
6 7

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WB
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SCM
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BPS
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VPC
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ACM
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Sigma Planning Corp's Q2 2015 Portfolio in Review

As of Q2 2015, Sigma Planning Corp held 812 positions worth $724M, down 4% from $755M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp's Q2 2015 filing shows 60 new, 296 increased, 325 reduced and 105 closed positions. Its largest new stake was CyberArk: 29,510 shares worth $1.85M. The largest sale was iPath S&P VEQTOR ETN, an estimated $5.22M.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Energy.

  • Sigma Planning Corp's largest Q2 2015 buy was CyberArk: 29,510 shares worth $1.85M.
  • Sigma Planning Corp added most to iShares Core S&P Mid-Cap ETF in Q2 2015, an estimated $6.3M increase.
  • Sigma Planning Corp's biggest Q2 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $5.22M.
  • Sigma Planning Corp fully exited Arrow Dow Jones Global Yield ETF in Q2 2015, selling an estimated $2.09M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $724M portfolio in Q2 2015.
  • Sigma Planning Corp opened 60 new positions and closed 105 in Q2 2015.
  • Sigma Planning Corp's portfolio value fell 4% quarter-over-quarter to $724M.

Based on Sigma Planning Corp's 13F filing for Q2 2015, filed 14 Jul 2015.