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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+1.66%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$755M
AUM Growth
-$1.57M
Cap. Flow
-$8.75M
Cap. Flow %
-1.16%
Top 10 Hldgs %
17.02%
Holding
817
New
100
Increased
305
Reduced
321
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.56M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.33M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.97M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.74M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.73M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$9.97M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$4.82M
3
ETP
Energy Transfer Partners, L.P.
ETP
+$4.39M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.18M
5
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$4.04M

Sector Composition

Rank Sector Weight
1 Miscellaneous 52%
2 Technology 6.63%
3 Healthcare 6.25%
4 Energy 5.86%
5 Industrials 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMP
101
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.8M 0.24%
23,423
-60,352
-72% -$4.82M
WM icon
102
Waste Management
WM
$87.5B
$1.79M 0.24%
33,089
-1,364
-4% -$72.6K
DIA icon
103
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.9B
$1.78M 0.24%
10,030
-17,394
-63% -$3.09M
CHL
104
DELISTED
China Mobile Limited
CHL
$1.77M 0.23%
+27,184
New +$1.77M
CLX icon
105
Clorox
CLX
$11.3B
$1.77M 0.23%
15,997
+79
+0.5% +$8.58K
WMT icon
106
Walmart Inc
WMT
$850B
$1.75M 0.23%
63,795
-3,075
-5% -$87.2K
PDP icon
107
Invesco Dorsey Wright Momentum ETF
PDP
$1.47B
$1.74M 0.23%
40,065
+3,514
+10% +$149K
NYRT
108
DELISTED
New York REIT, Inc.
NYRT
$1.72M 0.23%
16,415
-4,241
-21% -$443K
SYLD icon
109
Cambria Shareholder Yield ETF
SYLD
$1.03B
$1.7M 0.22%
53,396
-2,275
-4% -$71.9K
HYLD
110
DELISTED
High Yield ETF
HYLD
$1.68M 0.22%
40,688
+31,157
+327% +$1.3M
IXUS icon
111
iShares Core MSCI Total International Stock ETF
IXUS
$61.4B
$1.68M 0.22%
30,350
+21,884
+258% +$1.19M
PM icon
112
Philip Morris
PM
$284B
$1.68M 0.22%
22,296
-4,617
-17% -$375K
XLE icon
113
State Street Energy Select Sector SPDR ETF
XLE
$42.2B
$1.67M 0.22%
43,062
+17,770
+70% +$688K
FENY icon
114
Fidelity MSCI Energy Index ETF
FENY
$2.15B
$1.66M 0.22%
74,685
+32,527
+77% +$725K
MDY icon
115
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.5B
$1.65M 0.22%
5,958
+75
+1% +$20.2K
IVE icon
116
iShares S&P 500 Value ETF
IVE
$50.1B
$1.65M 0.22%
17,811
-12,198
-41% -$1.13M
ARMH
117
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$1.63M 0.22%
+33,110
New +$1.65M
NOBL icon
118
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$1.61M 0.21%
64,214
+2,800
+5% +$70.3K
O icon
119
Realty Income
O
$58B
$1.61M 0.21%
32,154
+5,091
+19% +$255K
WBA
120
DELISTED
Walgreens Boots Alliance
WBA
$1.61M 0.21%
18,976
+704
+4% +$56.1K
BAC icon
121
Bank of America
BAC
$438B
$1.6M 0.21%
104,290
+3,384
+3% +$54.3K
XLP icon
122
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.5B
$1.6M 0.21%
32,774
+1,203
+4% +$59.1K
VWO icon
123
Vanguard FTSE Emerging Markets ETF
VWO
$129B
$1.59M 0.21%
39,019
+3,209
+9% +$130K
GLD icon
124
SPDR Gold Trust
GLD
$150B
$1.59M 0.21%
13,995
+1,992
+17% +$233K
CVS icon
125
CVS Health
CVS
$124B
$1.59M 0.21%
15,379
-3,350
-18% -$339K
3 4
5
6 7

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AIM
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DAM
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RPGK
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Sigma Planning Corp's Q1 2015 Portfolio in Review

As of Q1 2015, Sigma Planning Corp held 817 positions worth $755M, down 0.21% from $756M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp's Q1 2015 filing shows 100 new, 305 increased, 321 reduced and 66 closed positions. Its largest new stake was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $9.97M.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 48% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q1 2015 buy was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $4.56M increase.
  • Sigma Planning Corp's biggest Q1 2015 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $9.97M.
  • Sigma Planning Corp fully exited Energy Transfer Partners, L.P. in Q1 2015, selling an estimated $4.39M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $755M portfolio in Q1 2015.
  • Sigma Planning Corp opened 100 new positions and closed 66 in Q1 2015.
  • Sigma Planning Corp's portfolio value fell 0.21% quarter-over-quarter to $755M.

Based on Sigma Planning Corp's 13F filing for Q1 2015, filed 23 Apr 2015.