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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.88%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$756M
AUM Growth
Cap. Flow
+$753M
Cap. Flow %
99.53%
Top 10 Hldgs %
16.54%
Holding
716
New
714
Increased
Reduced
Closed

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Energy 7.26%
2 Technology 7%
3 Healthcare 6%
4 Consumer Staples 5.21%
5 Industrials 4.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
WMT icon
101
Walmart Inc
WMT
$871B
$1.91M 0.25%
+66,870
New +$1.81M
SHY icon
102
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$1.9M 0.25%
+22,465
New +$1.9M
MINT icon
103
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.89M 0.25%
+18,654
New +$1.89M
MOAT icon
104
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$1.86M 0.25%
+59,910
New +$1.88M
BAC icon
105
Bank of America
BAC
$435B
$1.8M 0.24%
+100,906
New +$1.73M
CVS icon
106
CVS Health
CVS
$137B
$1.8M 0.24%
+18,729
New +$1.65M
SLYV icon
107
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$1.8M 0.24%
+33,966
New +$1.82M
WM icon
108
Waste Management
WM
$95.9B
$1.77M 0.23%
+34,453
New +$1.68M
EFA icon
109
iShares MSCI EAFE ETF
EFA
$76.4B
$1.75M 0.23%
+28,848
New +$1.8M
KMB icon
110
Kimberly-Clark
KMB
$36.4B
$1.74M 0.23%
+15,091
New +$1.67M
SYLD icon
111
Cambria Shareholder Yield ETF
SYLD
$982M
$1.74M 0.23%
+55,671
New +$1.73M
IGOV icon
112
iShares International Treasury Bond ETF
IGOV
$1.34B
$1.72M 0.23%
+35,536
New +$1.74M
CAT icon
113
Caterpillar
CAT
$409B
$1.71M 0.23%
+18,728
New +$1.82M
ESV
114
DELISTED
Ensco Rowan plc
ESV
$1.66M 0.22%
+13,889
New +$1.99M
CLX icon
115
Clorox
CLX
$11.6B
$1.66M 0.22%
+15,918
New +$1.59M
LEMB icon
116
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$749M
$1.66M 0.22%
+35,924
New +$1.71M
QIHU
117
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$1.63M 0.22%
+28,444
New +$1.88M
IWM icon
118
iShares Russell 2000 ETF
IWM
$80.9B
$1.63M 0.21%
+13,587
New +$1.55M
SYY icon
119
Sysco
SYY
$39.7B
$1.62M 0.21%
+40,899
New +$1.59M
GIS icon
120
General Mills
GIS
$19.2B
$1.58M 0.21%
+29,673
New +$1.53M
SO icon
121
Southern Company
SO
$110B
$1.58M 0.21%
+32,107
New +$1.52M
MDY icon
122
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$1.55M 0.21%
+5,883
New +$1.51M
HCT
123
DELISTED
AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK
HCT
$1.55M 0.2%
+130,237
New +$1.48M
NOBL icon
124
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$1.54M 0.2%
+61,414
New +$1.49M
XLP icon
125
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$1.53M 0.2%
+31,571
New +$1.49M

Similar funds

Sigma Planning Corp's Q4 2014 Portfolio in Review

Q4 2014 is the first quarter with a 13F filing on record for Sigma Planning Corp, which disclosed 716 positions worth $756M. Its ten largest holdings account for 17% of the portfolio.

Its largest position is iShares Core S&P 500 ETF: 122,281 shares worth $25.3M.

By sector, the portfolio is most concentrated in Energy at 7.3% of assets, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q4 2014 buy was iShares Core S&P 500 ETF: 122,281 shares worth $25.3M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $756M portfolio in Q4 2014.
  • Sigma Planning Corp disclosed 716 positions in Q4 2014, its first 13F filing on record.

Based on Sigma Planning Corp's 13F filing for Q4 2014, filed 13 Feb 2015.