We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.26B
AUM Growth
+$109M
Cap. Flow
-$54.8M
Cap. Flow %
-1.68%
Top 10 Hldgs %
26.03%
Holding
1,293
New
103
Increased
489
Reduced
584
Closed
82

Top Buys

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$18.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$4.28M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.47M
4
FTGS icon
First Trust Growth Strength ETF
FTGS
+$3.34M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$3.04M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.81M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.37M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$6.07M
4
AAPL icon
Apple
AAPL
+$5.5M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.42M

Sector Composition

Rank Sector Weight
1 Technology 13.13%
2 Consumer Discretionary 4.22%
3 Healthcare 4.12%
4 Financials 4.1%
5 Industrials 3.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOTV
1201
DELISTED
Inotiv
NOTV
$17.9K ﹤0.01%
10,500
– –
RGTI icon
1202
Rigetti Computing
RGTI
$4.7B
$14.7K ﹤0.01%
18,746
+1,330
+8% +$1.21K
IDCC icon
1203
PUT
InterDigital
IDCC
$6.68B
$6.68K ﹤0.01%
+11,700
New +$1.53M
XRX icon
1204
PUT
Xerox
XRX
$337M
$5.87K ﹤0.01%
57,300
+35,600
+164% +$381K
DNMR
1205
DELISTED
Danimer Scientific, Inc.
DNMR
$5.43K ﹤0.01%
299
+47
+19% +$820
WKSP icon
1206
Worksport
WKSP
$9.56M
$4.67K ﹤0.01%
1,094
+35
+3% +$219
ECPG icon
1207
PUT
Encore Capital Group
ECPG
$1.93B
$2.88K ﹤0.01%
10,200
-13,600
-57% -$645K
BFH icon
1208
PUT
Bread Financial
BFH
$4.21B
$2.78K ﹤0.01%
14,500
-8,900
-38% -$453K
SQFTW icon
1209
Presidio Property Trust Inc Series A Warrants
SQFTW
$208K
$337 ﹤0.01%
10,218
– –
UBS icon
1210
CALL
UBS Group
UBS
$170B
$250 ﹤0.01%
25,000
– –
ALGN icon
1211
Align Technology
ALGN
$12B
– –
-1,493
Closed -$360K
APH icon
1212
Amphenol
APH
$188B
– –
-48,719
Closed -$3.28M
ARKG icon
1213
ARK Genomic Revolution ETF
ARKG
$1.51B
– –
-9,111
Closed -$214K
ARKW icon
1214
ARK Web x.0 ETF
ARKW
$1.64B
– –
-2,728
Closed -$213K
ASH icon
1215
Ashland
ASH
$3.04B
– –
-2,277
Closed -$215K
ASIX icon
1216
PUT
AdvanSix
ASIX
$567M
– –
-59,100
Closed -$17K
BA icon
1217
PUT
Boeing
BA
$165B
– –
-12,900
Closed -$2.88K
BG icon
1218
Bunge Global
BG
$23.6B
– –
-3,435
Closed -$367K
BLE
1219
DELISTED
BlackRock Municipal Income Trust II
BLE
– –
-12,447
Closed -$135K
BROS icon
1220
Dutch Bros
BROS
$8.78B
– –
-6,838
Closed -$283K
BSCQ icon
1221
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.67B
– –
-10,498
Closed -$201K
CGCP icon
1222
Capital Group Core Plus Income ETF
CGCP
$8.33B
– –
-76,473
Closed -$1.7M
CPA icon
1223
Copa Holdings
CPA
$5.56B
– –
-2,620
Closed -$249K
CRSP icon
1224
CRISPR Therapeutics
CRSP
$4.58B
– –
-3,861
Closed -$209K
DASH icon
1225
DoorDash
DASH
$75.3B
– –
-4,274
Closed -$465K
47 48
49
50 51

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2024 Portfolio in Review

As of Q3 2024, Sigma Planning Corp held 1,293 positions worth $3.26B, up 3.4% from $3.16B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2024 filing shows 103 new, 489 increased, 584 reduced and 82 closed positions. Its largest new stake was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M. The largest sale was Invesco QQQ Trust, an estimated $7.81M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2024 buy was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2024, an estimated $4.28M increase.
  • Sigma Planning Corp's biggest Q3 2024 reduction was Invesco QQQ Trust, cutting an estimated $7.81M.
  • Sigma Planning Corp fully exited Pacer Lunt MidCap Multi-Factor Alternator ETF in Q3 2024, selling an estimated $4.87M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.26B portfolio in Q3 2024.
  • Sigma Planning Corp opened 103 new positions and closed 82 in Q3 2024.
  • Sigma Planning Corp's portfolio value rose 3.4% quarter-over-quarter to $3.26B.

Based on Sigma Planning Corp's 13F filing for Q3 2024, filed 4 Nov 2024.