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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
1201
Alibaba
BABA
$269B
– –
-2,510
Closed -$209K
BAX icon
1202
Baxter International
BAX
$11.6B
– –
-4,569
Closed -$208K
BIBL icon
1203
Inspire 100 ETF
BIBL
$495M
– –
-16,463
Closed -$541K
BLDR icon
1204
Builders FirstSource
BLDR
$7.84B
– –
-3,187
Closed -$433K
BMO icon
1205
Bank of Montreal
BMO
$125B
– –
-2,359
Closed -$213K
BUD icon
1206
AB InBev
BUD
$158B
– –
-4,185
Closed -$237K
CELH icon
1207
Celsius Holdings
CELH
$6.93B
– –
-28,401
Closed -$1.41M
CFFN icon
1208
Capitol Federal Financial
CFFN
$1.08B
– –
-11,600
Closed -$71.6K
CHPT icon
1209
ChargePoint
CHPT
$133M
– –
-603
Closed -$106K
CMA
1210
DELISTED
Comerica
CMA
– –
-9,668
Closed -$410K
CMC icon
1211
Commercial Metals
CMC
$7.63B
– –
-3,965
Closed -$209K
COIN icon
1212
Coinbase
COIN
$41.7B
– –
-4,813
Closed -$344K
CWH icon
1213
Camping World
CWH
$363M
– –
-11,122
Closed -$335K
DALI icon
1214
First Trust DorseyWright DALI 1 ETF
DALI
$98.6M
– –
-16,190
Closed -$419K
DBL
1215
DoubleLine Opportunistic Credit Fund
DBL
$278M
– –
-15,643
Closed -$227K
DDEC icon
1216
FT Vest US Equity Deep Buffer ETF December
DDEC
$426M
– –
-11,540
Closed -$390K
DEED icon
1217
First Trust Securitized Plus ETF
DEED
$78.8M
– –
-24,508
Closed -$523K
DFAT icon
1218
Dimensional US Targeted Value ETF
DFAT
$14.5B
– –
-8,585
Closed -$398K
DFIV icon
1219
Dimensional International Value ETF
DFIV
$20.7B
– –
-14,128
Closed -$464K
DFUS
1220
Dimensional US Equity ETF
DFUS
$20.7B
– –
-5,534
Closed -$267K
DFUV icon
1221
Dimensional US Marketwide Value ETF
DFUV
$15.4B
– –
-20,838
Closed -$719K
DIN icon
1222
Dine Brands
DIN
$432M
– –
-5,385
Closed -$312K
DIVI icon
1223
Franklin International Core Dividend Tilt Index ETF
DIVI
$2.64B
– –
-15,500
Closed -$453K
DOCN icon
1224
DigitalOcean
DOCN
$14.4B
– –
-6,539
Closed -$262K
DRI icon
1225
Darden Restaurants
DRI
$22.5B
– –
-1,262
Closed -$211K
47 48
49
50 51

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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.