We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLN icon
1201
Haleon
HLN
$43.1B
$164K 0.01%
20,161
-5,387
-21% -$42.9K
SPXX icon
1202
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$331M
$164K 0.01%
10,500
– –
CPZ
1203
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$253M
$162K 0.01%
10,500
– –
BLE
1204
DELISTED
BlackRock Municipal Income Trust II
BLE
$154K 0.01%
14,318
-2,157
-13% -$23K
SWBI icon
1205
Smith & Wesson
SWBI
$655M
$153K 0.01%
12,428
-339
-3% -$3.63K
SOFI icon
1206
SoFi Technologies
SOFI
$21.1B
$153K 0.01%
25,125
+650
+3% +$3.94K
ONB icon
1207
Old National Bancorp
ONB
$10.1B
$152K 0.01%
10,551
+5
+0% +$85
PCT icon
1208
PureCycle Technologies
PCT
$1.17B
$152K 0.01%
21,693
+5,051
+30% +$35.2K
GAP
1209
The Gap Inc
GAP
$6.84B
$151K 0.01%
15,070
+381
+3% +$4.64K
RQI icon
1210
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$149K 0.01%
12,519
-758
-6% -$9.49K
BGR icon
1211
BlackRock Energy and Resources Trust
BGR
$420M
$148K ﹤0.01%
12,150
-1,520
-11% -$19K
NMCO icon
1212
Nuveen Municipal Credit Opportunities Fund
NMCO
$579M
$147K ﹤0.01%
12,902
– –
CIM
1213
Chimera Investment
CIM
$1.05B
$147K ﹤0.01%
8,684
+1,999
+30% +$38.2K
FBRT
1214
Franklin BSP Realty Trust
FBRT
$601M
$145K ﹤0.01%
12,142
-2,364
-16% -$31.7K
EVV
1215
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$143K ﹤0.01%
14,553
-273
-2% -$2.74K
VTNR
1216
DELISTED
Vertex Energy, Inc
VTNR
$142K ﹤0.01%
+14,400
New +$114K
GAB icon
1217
Gabelli Equity Trust
GAB
$1.74B
$140K ﹤0.01%
24,446
+388
+2% +$2.22K
ATOM icon
1218
Atomera
ATOM
$201M
$138K ﹤0.01%
21,675
+1,000
+5% +$6.76K
TPIC
1219
DELISTED
TPI Composites
TPIC
$133K ﹤0.01%
10,190
-11
-0.1% -$140
CHS
1220
DELISTED
Chicos FAS, Inc.
CHS
$133K ﹤0.01%
24,170
+9,170
+61% +$48.9K
EZPW icon
1221
Ezcorp Inc
EZPW
$1.82B
$129K ﹤0.01%
14,984
+1,814
+14% +$15.9K
QS icon
1222
QuantumScape Corp
QS
$3B
$128K ﹤0.01%
15,589
-152
-1% -$1.23K
VMO icon
1223
Invesco Municipal Opportunity Trust
VMO
$647M
$126K ﹤0.01%
12,859
+638
+5% +$6.2K
FAX
1224
abrdn Asia-Pacific Income Fund
FAX
$590M
$124K ﹤0.01%
7,763
+1,640
+27% +$27.2K
UNG icon
1225
United States Natural Gas Fund
UNG
$470M
$124K ﹤0.01%
4,453
+811
+22% +$29.4K
47 48
49
50 51

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.