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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.34B
AUM Growth
-$250M
Cap. Flow
-$79.5M
Cap. Flow %
-2.38%
Top 10 Hldgs %
21.43%
Holding
1,518
New
135
Increased
612
Reduced
579
Closed
156

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$14.4M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$11.9M
3
GLD icon
SPDR Gold Trust
GLD
+$11.8M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$9.7M
5
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.18M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$24.8M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.7M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$11.6M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$11.5M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$10.3M

Sector Composition

Rank Sector Weight
1 Technology 11.98%
2 Consumer Discretionary 5.15%
3 Healthcare 4.67%
4 Financials 4.53%
5 Communication Services 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLRC icon
1201
SLR Investment Corp
SLRC
$706M
$220K 0.01%
12,129
+512
+4% +$9.36K
WCBR
1202
WisdomTree Cybersecurity Fund
WCBR
$103M
$220K 0.01%
+8,877
New +$203K
WDC icon
1203
Western Digital
WDC
$179B
$220K 0.01%
5,861
+463
+9% +$19K
EWU icon
1204
iShares MSCI United Kingdom ETF
EWU
$4.04B
$219K 0.01%
6,504
-13
-0.2% -$437
NTG
1205
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$218K 0.01%
5,732
-1,485
-21% -$51K
JRO
1206
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$218K 0.01%
21,520
-1,207
-5% -$12.1K
AGNC icon
1207
AGNC Investment
AGNC
$12.3B
$217K 0.01%
16,587
+2,371
+17% +$33.2K
BFH icon
1208
Bread Financial
BFH
$4.21B
$217K 0.01%
+3,869
New +$254K
FCEL icon
1209
FuelCell Energy
FCEL
$1.7B
$217K 0.01%
1,254
+4
+0.3% +$634
FOUR icon
1210
Shift4
FOUR
$3.84B
$217K 0.01%
3,500
– –
BHP icon
1211
BHP
BHP
$213B
$216K 0.01%
+3,130
New +$190K
BKLN icon
1212
Invesco Senior Loan ETF
BKLN
$6.97B
$216K 0.01%
+9,918
New +$217K
OKTA icon
1213
Okta
OKTA
$24.1B
$216K 0.01%
1,434
-3,061
-68% -$549K
CLR
1214
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$216K 0.01%
+3,521
New +$195K
ADRE
1215
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$216K 0.01%
+4,903
New +$222K
HPS
1216
John Hancock Preferred Income Fund III
HPS
$458M
$215K 0.01%
11,988
+1,610
+16% +$28.1K
AL
1217
DELISTED
Air Lease Corp
AL
$214K 0.01%
4,800
-1,000
-17% -$41.9K
ATOM icon
1218
Atomera
ATOM
$201M
$214K 0.01%
16,380
+2,650
+19% +$39.7K
BWA icon
1219
BorgWarner
BWA
$13.2B
$214K 0.01%
6,253
+100
+2% +$3.74K
IDUB icon
1220
Aptus International Enhanced Yield ETF
IDUB
$488M
$214K 0.01%
+9,408
New +$219K
STWD icon
1221
Starwood Property Trust
STWD
$6.12B
$214K 0.01%
8,850
-1,918
-18% -$46.3K
DGRW icon
1222
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.5B
$213K 0.01%
3,346
-835
-20% -$52.7K
DMAR icon
1223
FT Vest US Equity Deep Buffer ETF March
DMAR
$450M
$213K 0.01%
+6,578
New +$209K
FFC
1224
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$768M
$213K 0.01%
10,803
-200
-2% -$3.98K
ARCB icon
1225
ArcBest
ARCB
$3.44B
$212K 0.01%
2,636
-2,996
-53% -$270K
47 48
49
50 51

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WB
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BPS
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WWA
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Sigma Planning Corp's Q1 2022 Portfolio in Review

As of Q1 2022, Sigma Planning Corp held 1,518 positions worth $3.34B, down 7% from $3.59B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q1 2022 filing shows 135 new, 612 increased, 579 reduced and 156 closed positions. Its largest new stake was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $24.8M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q1 2022 buy was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M.
  • Sigma Planning Corp added most to First Trust Value Line Dividend Fund in Q1 2022, an estimated $14.4M increase.
  • Sigma Planning Corp's biggest Q1 2022 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $24.8M.
  • Sigma Planning Corp fully exited iShares International Treasury Bond ETF in Q1 2022, selling an estimated $3.01M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.34B portfolio in Q1 2022.
  • Sigma Planning Corp opened 135 new positions and closed 156 in Q1 2022.
  • Sigma Planning Corp's portfolio value fell 7% quarter-over-quarter to $3.34B.

Based on Sigma Planning Corp's 13F filing for Q1 2022, filed 20 Apr 2022.