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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$76.3M
Cap. Flow %
2.44%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 10.1%
2 Consumer Discretionary 6.28%
3 Financials 4.79%
4 Healthcare 4.54%
5 Communication Services 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NULV icon
1201
Nuveen ESG Large-Cap Value ETF
NULV
$2.17B
$207K 0.01%
5,729
-500
-8% -$17.1K
RGR icon
1202
Sturm, Ruger & Co
RGR
$617M
$207K 0.01%
3,135
-3,507
-53% -$241K
AG icon
1203
First Majestic Silver
AG
$7.95B
$206K 0.01%
13,193
-12,406
-48% -$199K
FFC
1204
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$770M
$206K 0.01%
8,784
-70
-0.8% -$1.58K
FTV icon
1205
Fortive
FTV
$19B
$206K 0.01%
3,874
-17
-0.4% -$879
LQDH icon
1206
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
$206K 0.01%
2,138
-119
-5% -$11.4K
PSEP icon
1207
Innovator US Equity Power Buffer ETF September
PSEP
$841M
$206K 0.01%
7,178
– –
FXG icon
1208
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$205K 0.01%
+3,569
New +$193K
BA icon
1209
PUT
Boeing
BA
$167B
$204K 0.01%
+800
New +$178K
BYD icon
1210
Boyd Gaming
BYD
$6.58B
$204K 0.01%
+3,466
New +$188K
JCI icon
1211
Johnson Controls International
JCI
$86.1B
$204K 0.01%
3,417
-1,939
-36% -$107K
LOGI icon
1212
Logitech
LOGI
$15.3B
$204K 0.01%
+1,951
New +$205K
RQI icon
1213
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$204K 0.01%
14,654
+409
+3% +$5.28K
STPZ icon
1214
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$505M
$204K 0.01%
3,713
+12
+0.3% +$655
AIVL icon
1215
WisdomTree US AI Enhanced Value Fund
AIVL
$429M
$203K 0.01%
+2,152
New +$191K
BNS icon
1216
Scotiabank
BNS
$106B
$203K 0.01%
+3,247
New +$188K
FQAL icon
1217
Fidelity Quality Factor ETF
FQAL
$1.4B
$203K 0.01%
+4,469
New +$197K
STAG icon
1218
STAG Industrial
STAG
$7.83B
$203K 0.01%
+6,027
New +$192K
DNP icon
1219
DNP Select Income Fund
DNP
$4.15B
$202K 0.01%
20,399
-122
-0.6% -$1.25K
AWP
1220
abrdn Global Premier Properties Fund
AWP
$380M
$201K 0.01%
11,239
+6,948
+162% +$115K
IBMN
1221
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
$201K 0.01%
7,186
+9
+0.1% +$253
SLRC icon
1222
SLR Investment Corp
SLRC
$716M
$198K 0.01%
+11,147
New +$204K
GPUS
1223
Hyperscale Data Inc
GPUS
$57.4M
– –
0
– –
RLJ icon
1224
RLJ Lodging Trust
RLJ
$1.87B
$195K 0.01%
12,566
-1,197
-9% -$17.9K
VTRS icon
1225
Viatris
VTRS
$20.4B
$191K 0.01%
13,706
-10,990
-45% -$179K
47 48
49
50 51

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q1 2021 filing shows 237 new, 632 increased, 426 reduced and 107 closed positions. Its largest new stake was Tapestry: 215,385 shares worth $8.88M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.