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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KAPR icon
1176
Innovator US Small Cap Power Buffer ETF April
KAPR
$214M
$201K 0.01%
+7,546
New +$197K
EL icon
1177
Estee Lauder
EL
$29B
$200K 0.01%
811
-815
-50% -$207K
SONO icon
1178
Sonos
SONO
$1.75B
$199K 0.01%
10,124
-250
-2% -$4.77K
GLU
1179
Gabelli Utility & Income Trust
GLU
$116M
$198K 0.01%
13,498
-250
-2% -$3.64K
RUM icon
1180
RUM Group Inc
RUM
$1.57B
$197K 0.01%
19,688
+1,522
+8% +$13.7K
CRK icon
1181
Comstock Resources
CRK
$3.97B
$197K 0.01%
18,217
+2,154
+13% +$25.6K
BXMT icon
1182
Blackstone Mortgage Trust
BXMT
$2.82B
$195K 0.01%
10,952
+830
+8% +$17.7K
MDNA
1183
DELISTED
Medicenna Therapeutics Corp. Common Shares
MDNA
$190K 0.01%
302,050
-500
-0.2% -$312
JMIA
1184
Jumia Technologies
JMIA
$726M
$184K 0.01%
55,908
+14,017
+33% +$50.4K
EIGR
1185
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$183K 0.01%
6,812
+2,935
+76% +$137K
BTZ icon
1186
BlackRock Credit Allocation Income Trust
BTZ
$927M
$181K 0.01%
17,599
-867
-5% -$9.24K
SLRC icon
1187
SLR Investment Corp
SLRC
$706M
$180K 0.01%
11,956
-51
-0.4% -$766
STWD icon
1188
Starwood Property Trust
STWD
$6.12B
$178K 0.01%
+10,062
New +$194K
FFLG icon
1189
Fidelity Fundamental Large Cap Growth ETF
FFLG
$634M
$177K 0.01%
11,992
+335
+3% +$4.67K
GF
1190
New Germany Fund
GF
$184M
$176K 0.01%
19,416
+90
+0.5% +$820
ABR icon
1191
Arbor Realty Trust
ABR
$960M
$176K 0.01%
15,333
+1,715
+13% +$23.8K
EFR
1192
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
$175K 0.01%
15,417
+895
+6% +$10.4K
GBAB
1193
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$173K 0.01%
+10,181
New +$174K
MJ icon
1194
Amplify Alternative Harvest ETF
MJ
$101M
$171K 0.01%
4,040
-975
-19% -$48.4K
FSR
1195
DELISTED
Fisker Inc.
FSR
$170K 0.01%
27,695
-1,460
-5% -$10.1K
HPS
1196
John Hancock Preferred Income Fund III
HPS
$458M
$169K 0.01%
11,575
+28
+0.2% +$419
FTI icon
1197
TechnipFMC
FTI
$30.6B
$168K 0.01%
12,284
-1,004
-8% -$13.6K
IRT icon
1198
Independence Realty Trust
IRT
$3.92B
$168K 0.01%
10,458
-631
-6% -$11.1K
MIY icon
1199
BlackRock MuniYield Michigan Quality Fund
MIY
$354M
$166K 0.01%
14,808
-2,567
-15% -$29.3K
PFLT icon
1200
PennantPark Floating Rate Capital
PFLT
$681M
$164K 0.01%
+15,468
New +$169K
46 47
48
49 50

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.