We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAAS icon
1176
Pan American Silver
PAAS
$19.7B
$214K 0.01%
7,132
-4,202
-37% -$137K
DRI icon
1177
CALL
Darden Restaurants
DRI
$23.6B
$213K 0.01%
+1,500
New +$197K
FLRN icon
1178
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.95B
$213K 0.01%
6,950
+84
+1% +$2.57K
HRB icon
1179
H&R Block
HRB
$5.56B
$213K 0.01%
9,769
-909
-9% -$17.2K
TER icon
1180
Teradyne
TER
$53.3B
$212K 0.01%
+1,742
New +$219K
TPL icon
1181
Texas Pacific Land
TPL
$24B
$212K 0.01%
+1,197
New +$149K
FND icon
1182
Floor & Decor
FND
$4.9B
$211K 0.01%
+2,213
New +$215K
IYE icon
1183
iShares US Energy ETF
IYE
$1.85B
$211K 0.01%
+8,059
New +$198K
SABR icon
1184
Sabre
SABR
$936M
$211K 0.01%
14,229
-4,028
-22% -$54.6K
FIVE icon
1185
CALL
Five Below
FIVE
$13.1B
$210K 0.01%
+1,100
New +$207K
FVRR icon
1186
Fiverr
FVRR
$322M
$210K 0.01%
+968
New +$237K
SONY icon
1187
Sony
SONY
$139B
$210K 0.01%
9,920
-885
-8% -$18.7K
AVDV icon
1188
Avantis International Small Cap Value ETF
AVDV
$20.3B
$209K 0.01%
+3,362
New +$203K
VPC icon
1189
Virtus Private Credit Strategy ETF
VPC
$29.2M
$209K 0.01%
+8,969
New +$200K
IBML
1190
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$209K 0.01%
8,000
+16
+0.2% +$419
IBMM
1191
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$209K 0.01%
7,741
+12
+0.2% +$325
IBMJ
1192
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$209K 0.01%
8,118
+17
+0.2% +$438
AVK
1193
Advent Convertible and Income Fund
AVK
$523M
$208K 0.01%
12,085
– –
FFIV icon
1194
F5
FFIV
$24B
$208K 0.01%
+999
New +$197K
KIO
1195
KKR Income Opportunities Fund
KIO
$438M
$208K 0.01%
13,125
+190
+1% +$2.88K
TOK icon
1196
iShares MSCI Kokusai Fund
TOK
$235M
$208K 0.01%
+2,356
New +$203K
TOMZ icon
1197
TOMI Environmental Solutions
TOMZ
$13M
$208K 0.01%
+17,133
New +$235K
ASH icon
1198
Ashland
ASH
$3.23B
$207K 0.01%
+2,329
New +$201K
EIX icon
1199
Edison International
EIX
$21.1B
$207K 0.01%
3,525
+222
+7% +$13K
LKQ icon
1200
LKQ Corp
LKQ
$5.82B
$207K 0.01%
+4,901
New +$193K
46 47
48
49 50

Similar funds

PFM
Potomac Fund Management Miami, Florida $3.97B AUM 18.34% 1-Year Est. Return
NMERB
New Mexico Educational Retirement Board Santa Fe, New Mexico $3.98B AUM 43.29% 1-Year Est. Return
CS
CapitalatWork SA Auderghem $3.99B AUM 29.18% 1-Year Est. Return
AIM
Achmea Investment Management Zeist, Netherlands $4B AUM 31.99% 1-Year Est. Return
DAM
Davis Asset Management Sausalito, California $3.95B AUM 11.79% 1-Year Est. Return
RPGK
Retirement Planning Group (Kansas) Leawood, Kansas $3.94B AUM 18.64% 1-Year Est. Return
APP
Avantax Planning Partners Dubuque, Iowa $4.02B AUM 20% 1-Year Est. Return
SCTC
Sanibel Captiva Trust Company Sanibel, Florida $4.02B AUM 34.36% 1-Year Est. Return

Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.