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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAE icon
1151
iShares MSCI UAE ETF
UAE
$306M
$252K 0.01%
+17,000
New +$247K
XDQQ icon
1152
Innovator Growth Accelerated ETF Quarterly
XDQQ
$56.8M
$252K 0.01%
8,870
+120
+1% +$3.47K
FQAL icon
1153
Fidelity Quality Factor ETF
FQAL
$1.41B
$249K 0.01%
5,002
+594
+13% +$30.5K
VOD icon
1154
Vodafone
VOD
$36.4B
$249K 0.01%
16,106
-6,541
-29% -$108K
MRSH
1155
Marsh
MRSH
$87.5B
$248K 0.01%
1,634
+41
+3% +$6.2K
DGRW icon
1156
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$246K 0.01%
4,181
-260
-6% -$15.9K
IPO icon
1157
Renaissance IPO ETF
IPO
$157M
$245K 0.01%
3,810
– –
BLMN icon
1158
Bloomin' Brands
BLMN
$731M
$244K 0.01%
9,740
+171
+2% +$4.43K
MNST icon
1159
Monster Beverage
MNST
$93.2B
$244K 0.01%
5,486
+642
+13% +$30.3K
SITE icon
1160
SiteOne Landscape Supply
SITE
$4.49B
$244K 0.01%
+1,225
New +$232K
STM icon
1161
STMicroelectronics
STM
$47.7B
$244K 0.01%
5,593
-46
-0.8% -$1.94K
ANET icon
1162
Arista Networks
ANET
$215B
$241K 0.01%
+11,232
New +$257K
NVG icon
1163
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
$241K 0.01%
14,034
-1,279
-8% -$22.7K
PSI icon
1164
Invesco Semiconductors ETF
PSI
$2.34B
$241K 0.01%
+5,670
New +$242K
UPBD icon
1165
Upbound Group
UPBD
$1.2B
$241K 0.01%
4,289
-3,484
-45% -$205K
WK icon
1166
Workiva
WK
$3.13B
$240K 0.01%
+1,700
New +$230K
AON icon
1167
Aon
AON
$78.4B
$239K 0.01%
+834
New +$224K
BBY icon
1168
Best Buy
BBY
$18.6B
$239K 0.01%
2,256
+25
+1% +$2.81K
FEZ icon
1169
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.32B
$239K 0.01%
5,273
-1,031
-16% -$48.6K
HPS
1170
John Hancock Preferred Income Fund III
HPS
$457M
$239K 0.01%
12,786
+500
+4% +$9.58K
NCLH icon
1171
Norwegian Cruise Line
NCLH
$9.2B
$239K 0.01%
8,948
-4,642
-34% -$118K
NKLA
1172
DELISTED
Nikola Corporation Common Stock
NKLA
$239K 0.01%
747
-99
-12% -$34.7K
FND icon
1173
Floor & Decor
FND
$5.99B
$238K 0.01%
1,973
-745
-27% -$88.9K
GLU
1174
Gabelli Utility & Income Trust
GLU
$115M
$238K 0.01%
12,104
-47
-0.4% -$994
CB icon
1175
Chubb
CB
$139B
$236K 0.01%
1,357
-651
-32% -$114K
45 46
47
48 49

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.