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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POCT icon
1151
Innovator US Equity Power Buffer ETF October
POCT
$943M
$221K 0.01%
7,764
+60
+0.8% +$1.68K
ROST icon
1152
Ross Stores
ROST
$71.8B
$221K 0.01%
1,841
-394
-18% -$46.7K
DOC icon
1153
Healthpeak Properties
DOC
$14B
$220K 0.01%
6,921
-58
-0.8% -$1.76K
ELME
1154
Elme Communities
ELME
$145M
$220K 0.01%
+9,970
New +$228K
PGNY icon
1155
Progyny
PGNY
$2.1B
$220K 0.01%
+4,940
New +$231K
IGLB icon
1156
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.92B
$219K 0.01%
3,278
+359
+12% +$24.8K
QLTA icon
1157
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.19B
$219K 0.01%
3,945
-289
-7% -$16.4K
PFG icon
1158
Principal Financial Group
PFG
$25B
$218K 0.01%
+3,627
New +$202K
HOLX
1159
DELISTED
Hologic
HOLX
$217K 0.01%
+2,918
New +$222K
WCLD
1160
WisdomTree Cloud Computing Fund
WCLD
$328M
$217K 0.01%
+4,510
New +$241K
BIG
1161
DELISTED
Big Lots, Inc.
BIG
$217K 0.01%
+3,170
New +$189K
BFH icon
1162
Bread Financial
BFH
$4.14B
$216K 0.01%
+2,416
New +$173K
JEPI icon
1163
JPMorgan Equity Premium Income ETF
JEPI
$45B
$216K 0.01%
+3,718
New +$209K
QDF icon
1164
Northern Trust Quality Dividend ETF
QDF
$2.18B
$216K 0.01%
+4,053
New +$208K
GPM
1165
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$216K 0.01%
29,889
-312
-1% -$2.13K
BBY icon
1166
Best Buy
BBY
$19.4B
$215K 0.01%
1,872
-1,168
-38% -$131K
FFEB icon
1167
FT Vest US Equity Buffer ETF February
FFEB
$1.43B
$215K 0.01%
+6,228
New +$209K
SAND
1168
DELISTED
Sandstorm Gold
SAND
$215K 0.01%
31,608
+20,452
+183% +$137K
TTC icon
1169
Toro Company
TTC
$8.74B
$215K 0.01%
+2,081
New +$208K
TCF
1170
DELISTED
TCF Financial Corporation Common Stock
TCF
$215K 0.01%
+4,623
New +$204K
BG icon
1171
Bunge Global
BG
$22.5B
$214K 0.01%
+2,703
New +$201K
CE icon
1172
Celanese
CE
$5.14B
$214K 0.01%
+1,429
New +$196K
IRBT
1173
DELISTED
iRobot
IRBT
$214K 0.01%
+1,750
New +$199K
JPI
1174
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$214K 0.01%
8,550
– –
MGA icon
1175
Magna International
MGA
$17.1B
$214K 0.01%
+2,435
New +$198K
45 46
47
48 49

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AIM
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DAM
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RPGK
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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.