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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UMC icon
1151
United Microelectronic
UMC
$47.9B
$110K ﹤0.01%
+13,000
New +$84.8K
NNDM
1152
Nano Dimension
NNDM
$312M
$107K ﹤0.01%
+11,746
New +$59.6K
JRO
1153
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$107K ﹤0.01%
12,375
-1,029
-8% -$8.57K
AUY
1154
DELISTED
Yamana Gold, Inc.
AUY
$104K ﹤0.01%
18,264
+403
+2% +$2.27K
RRC icon
1155
Range Resources
RRC
$8.85B
$102K ﹤0.01%
15,164
-3,800
-20% -$27.9K
CEMI
1156
DELISTED
Chembio diagnostics, Inc.
CEMI
$102K ﹤0.01%
+21,400
New +$111K
IVR icon
1157
Invesco Mortgage Capital
IVR
$762M
$97K ﹤0.01%
2,864
-200
-7% -$6.19K
CRON
1158
Cronos Group
CRON
$1.07B
$92K ﹤0.01%
+13,252
New +$91.2K
LQDA icon
1159
Liquidia Corp
LQDA
$7.51B
$91K ﹤0.01%
30,740
-6,590
-18% -$24.2K
ARLP icon
1160
Alliance Resource Partners
ARLP
$3.3B
$90K ﹤0.01%
20,052
-3,800
-16% -$14.5K
RWT
1161
Redwood Trust
RWT
$619M
$88K ﹤0.01%
10,000
– –
SAND
1162
DELISTED
Sandstorm Gold
SAND
$80K ﹤0.01%
11,156
-947
-8% -$7.32K
SRNE
1163
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$78K ﹤0.01%
11,450
-8,160
-42% -$65.5K
IGR
1164
CBRE Global Real Estate Income Fund
IGR
$712M
$75K ﹤0.01%
10,912
+62
+0.6% +$394
NOK icon
1165
Nokia
NOK
$51.8B
$75K ﹤0.01%
19,296
-160,251
-89% -$631K
VHC icon
1166
VirnetX Holding Corp
VHC
$51M
$73K ﹤0.01%
720
+170
+31% +$18.4K
AWP
1167
abrdn Global Premier Properties Fund
AWP
$378M
$68K ﹤0.01%
4,291
-113
-3% -$1.68K
REI icon
1168
Ring Energy
REI
$297M
$66K ﹤0.01%
100,000
– –
VHC icon
1169
CALL
VirnetX Holding Corp
VHC
$51M
$63K ﹤0.01%
625
+30
+5% +$3.24K
OPK icon
1170
Opko Health
OPK
$936M
$61K ﹤0.01%
15,402
+1,995
+15% +$8.33K
MIE
1171
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$61K ﹤0.01%
26,143
+1,400
+6% +$2.82K
ADAM
1172
Adamas Trust
ADAM
$783M
$59K ﹤0.01%
3,983
+733
+23% +$9.27K
EVGN icon
1173
Evogene
EVGN
$6.29M
$56K ﹤0.01%
+1,201
New +$42.3K
AMC icon
1174
AMC Entertainment Holdings
AMC
$2.24B
$48K ﹤0.01%
2,270
+408
+22% +$13.3K
TCRT icon
1175
Alaunos Therapeutics
TCRT
$4.71M
$42K ﹤0.01%
112
-38
-25% -$15.1K
45 46
47
48 49

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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.