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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SILJ icon
1151
Amplify Junior Silver Miners ETF
SILJ
$3.27B
– –
-18,505
Closed -$223K
SMCI icon
1152
Super Micro Computer
SMCI
$19.5B
– –
-82,500
Closed -$234K
SPNS
1153
DELISTED
Sapiens International
SPNS
– –
-13,156
Closed -$368K
SPTS icon
1154
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.07B
– –
-10,446
Closed -$321K
SSRM icon
1155
SSR Mining
SSRM
$5.57B
– –
-48,880
Closed -$1.04M
TDY icon
1156
Teledyne Technologies
TDY
$30.4B
– –
-697
Closed -$217K
TER icon
1157
Teradyne
TER
$54.8B
– –
-5,748
Closed -$486K
THO icon
1158
Thor Industries
THO
$3.99B
– –
-5,638
Closed -$601K
TNL icon
1159
Travel + Leisure Co
TNL
$4.54B
– –
-9,595
Closed -$270K
TPVG icon
1160
TriplePoint Venture Growth BDC
TPVG
$180M
– –
-11,098
Closed -$114K
TTE icon
1161
TotalEnergies
TTE
$193B
– –
-6,117
Closed -$235K
UCTT
1162
Ultra Clean Holdings
UCTT
$4.16B
– –
-17,750
Closed -$402K
UNG icon
1163
United States Natural Gas Fund
UNG
$470M
– –
-12,748
Closed -$523K
USO icon
1164
United States Oil Fund
USO
$2.45B
– –
-10,059
Closed -$282K
VPC icon
1165
Virtus Private Credit Strategy ETF
VPC
$29.8M
– –
-11,119
Closed -$194K
VRTX icon
1166
Vertex Pharmaceuticals
VRTX
$121B
– –
-9,006
Closed -$2.62M
WDC icon
1167
Western Digital
WDC
$179B
– –
-25,369
Closed -$847K
WDFC icon
1168
WD-40
WDFC
$3.1B
– –
-1,445
Closed -$287K
WERN icon
1169
Werner Enterprises
WERN
$2.54B
– –
-6,218
Closed -$271K
WPM icon
1170
Wheaton Precious Metals
WPM
$50.6B
– –
-5,542
Closed -$244K
XOM icon
1171
CALL
ExxonMobil
XOM
$651B
– –
-28,000
Closed -$1.25M
XRX icon
1172
Xerox
XRX
$337M
– –
-27,576
Closed -$422K
XSD icon
1173
State Street SPDR S&P Semiconductor ETF
XSD
$2.78B
– –
-2,033
Closed -$228K
XXII
1174
22nd Century Group
XXII
$1.47M
– –
0
– -$14K
ZYXI
1175
DELISTED
Zynex
ZYXI
– –
-8,894
Closed -$201K
44 45 46
47
48

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.