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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATOM icon
1126
Atomera
ATOM
$201M
$196K 0.01%
49,010
-800
-2% -$6.23K
NWL icon
1127
Newell Brands
NWL
$2.16B
$195K 0.01%
31,428
+11,152
+55% +$89.5K
GNL icon
1128
Global Net Lease
GNL
$1.87B
$190K 0.01%
23,587
-3,381
-13% -$25.4K
HAFN icon
1129
Hafnia
HAFN
$3.82B
$185K 0.01%
44,450
+7,500
+20% +$37.1K
PSEC icon
1130
Prospect Capital
PSEC
$1.06B
$179K 0.01%
43,745
-25,443
-37% -$109K
EFR
1131
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
$174K 0.01%
14,198
+783
+6% +$10.1K
QXO
1132
QXO Inc
QXO
$14.2B
$165K 0.01%
+12,189
New +$166K
ETV
1133
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$161K 0.01%
12,153
-4,534
-27% -$63.7K
ACTU
1134
Actuate Therapeutics
ACTU
$28.2M
$160K 0.01%
23,675
+7,600
+47% +$61K
XFLT
1135
XAI Floating Rate & Alternative Income Trust
XFLT
$268M
$160K 0.01%
+5,404
New +$173K
RUM icon
1136
RUM Group Inc
RUM
$1.57B
$157K 0.01%
22,255
-4,077
-15% -$42.5K
RCKT icon
1137
Rocket Pharmaceuticals
RCKT
$348M
$157K 0.01%
23,575
+200
+0.9% +$1.98K
LIVE icon
1138
Live Ventures
LIVE
$29.8M
$153K ﹤0.01%
20,096
+357
+2% +$3.04K
HL icon
1139
Hecla Mining
HL
$10.2B
$153K ﹤0.01%
27,493
+1,104
+4% +$6.13K
MPT
1140
Medical Properties Trust
MPT
$2.89B
$148K ﹤0.01%
24,466
+1,635
+7% +$8.27K
BEAT icon
1141
Heartbeam
BEAT
$28.4M
$148K ﹤0.01%
+73,450
New +$156K
RC
1142
Ready Capital
RC
$265M
$145K ﹤0.01%
+28,511
New +$176K
RIOT icon
1143
Riot Platforms
RIOT
$8.52B
$145K ﹤0.01%
20,343
+1,804
+10% +$18.7K
MORT icon
1144
VanEck Mortgage REIT Income ETF
MORT
$370M
$145K ﹤0.01%
12,950
+500
+4% +$5.6K
PDM
1145
Piedmont Realty Trust
PDM
$1.22B
$142K ﹤0.01%
19,322
-4,200
-18% -$33.2K
GOGL
1146
DELISTED
Golden Ocean Group
GOGL
$142K ﹤0.01%
17,755
+371
+2% +$3.3K
SPPP
1147
Sprott Physical Platinum and Palladium Trust
SPPP
$560M
$137K ﹤0.01%
+13,770
New +$132K
UWMC icon
1148
UWM Holdings
UWMC
$621M
$134K ﹤0.01%
24,554
+33
+0.1% +$200
CIM
1149
Chimera Investment
CIM
$1.05B
$131K ﹤0.01%
+10,229
New +$144K
AMD icon
1150
CALL
Advanced Micro Devices
AMD
$851B
$124K ﹤0.01%
+20,000
New +$2.22M
44 45
46
47 48

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.