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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.26B
AUM Growth
+$109M
Cap. Flow
-$54.8M
Cap. Flow %
-1.68%
Top 10 Hldgs %
26.03%
Holding
1,293
New
103
Increased
489
Reduced
584
Closed
82

Top Buys

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$18.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$4.28M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.47M
4
FTGS icon
First Trust Growth Strength ETF
FTGS
+$3.34M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$3.04M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.81M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.37M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$6.07M
4
AAPL icon
Apple
AAPL
+$5.5M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.42M

Sector Composition

Rank Sector Weight
1 Technology 13.13%
2 Consumer Discretionary 4.22%
3 Healthcare 4.12%
4 Financials 4.1%
5 Industrials 3.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYG icon
1126
iShares US Financial Services ETF
IYG
$2.13B
$207K 0.01%
+2,909
New +$200K
VOOV icon
1127
Vanguard S&P 500 Value ETF
VOOV
$6.58B
$206K 0.01%
+1,081
New +$198K
WAB icon
1128
Wabtec
WAB
$51.1B
$206K 0.01%
+1,133
New +$186K
KEY icon
1129
KeyCorp
KEY
$24.3B
$206K 0.01%
12,285
-8,191
-40% -$130K
IUS icon
1130
Invesco RAFI Strategic US ETF
IUS
$894M
$205K 0.01%
+4,079
New +$198K
FAUG icon
1131
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$205K 0.01%
4,474
-106
-2% -$4.73K
EIPI
1132
FT Energy Income Partners Enhanced Income ETF
EIPI
$1.08B
$204K 0.01%
10,546
-12,708
-55% -$242K
KAPR icon
1133
Innovator US Small Cap Power Buffer ETF April
KAPR
$214M
$204K 0.01%
6,272
-850
-12% -$27K
PZA icon
1134
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$203K 0.01%
8,426
-598
-7% -$14.3K
BCI icon
1135
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.56B
$203K 0.01%
9,935
+69
+0.7% +$1.36K
EAGG icon
1136
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.96B
$203K 0.01%
4,174
-581
-12% -$27.8K
AGGH icon
1137
Simplify Aggregate Bond ETF
AGGH
$571M
$203K 0.01%
9,329
-2,400
-20% -$51.5K
HAFN icon
1138
Hafnia
HAFN
$3.82B
$202K 0.01%
+28,250
New +$216K
AI icon
1139
C3.ai
AI
$1.27B
$202K 0.01%
8,346
-3,830
-31% -$97.3K
SCWO icon
1140
374Water
SCWO
$37.8M
$184K 0.01%
13,519
+900
+7% +$10.9K
INTS icon
1141
Intensity Therapeutics
INTS
$12M
$182K 0.01%
1,910
-5
-0.3% -$555
ETV
1142
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$181K 0.01%
+13,090
New +$176K
HL icon
1143
Hecla Mining
HL
$10.2B
$176K 0.01%
26,371
+3,517
+15% +$20.6K
PHK
1144
PIMCO High Income Fund
PHK
$861M
$173K 0.01%
34,554
-6,853
-17% -$33.2K
EFR
1145
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
$171K 0.01%
13,399
-70
-0.5% -$901
APTO
1146
DELISTED
Aptose Biosciences, Inc.
APTO
$165K 0.01%
13,392
+5,576
+71% +$84.9K
EZPW icon
1147
Ezcorp Inc
EZPW
$1.82B
$162K 0.01%
14,486
+1
+0% +$11
VSTS icon
1148
Vestis
VSTS
$2.06B
$159K ﹤0.01%
+10,696
New +$144K
CLF icon
1149
Cleveland-Cliffs
CLF
$6.81B
$152K ﹤0.01%
11,940
-11,793
-50% -$160K
BBDC icon
1150
Barings BDC
BBDC
$862M
$152K ﹤0.01%
15,509
+3,127
+25% +$31K
44 45
46
47 48

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BPS
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Sigma Planning Corp's Q3 2024 Portfolio in Review

As of Q3 2024, Sigma Planning Corp held 1,293 positions worth $3.26B, up 3.4% from $3.16B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2024 filing shows 103 new, 489 increased, 584 reduced and 82 closed positions. Its largest new stake was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M. The largest sale was Invesco QQQ Trust, an estimated $7.81M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2024 buy was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2024, an estimated $4.28M increase.
  • Sigma Planning Corp's biggest Q3 2024 reduction was Invesco QQQ Trust, cutting an estimated $7.81M.
  • Sigma Planning Corp fully exited Pacer Lunt MidCap Multi-Factor Alternator ETF in Q3 2024, selling an estimated $4.87M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.26B portfolio in Q3 2024.
  • Sigma Planning Corp opened 103 new positions and closed 82 in Q3 2024.
  • Sigma Planning Corp's portfolio value rose 3.4% quarter-over-quarter to $3.26B.

Based on Sigma Planning Corp's 13F filing for Q3 2024, filed 4 Nov 2024.