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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AR icon
1126
Antero Resources
AR
$10.9B
$223K 0.01%
9,650
+1,563
+19% +$41.2K
SMG icon
1127
ScottsMiracle-Gro
SMG
$4.03B
$223K 0.01%
+3,192
New +$230K
DBL
1128
DoubleLine Opportunistic Credit Fund
DBL
$278M
$221K 0.01%
15,606
+34
+0.2% +$508
CWH icon
1129
Camping World
CWH
$363M
$221K 0.01%
10,587
-891
-8% -$20.8K
VIST icon
1130
Vista Energy
VIST
$7.75B
$221K 0.01%
+11,150
New +$191K
BDJ icon
1131
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$221K 0.01%
25,676
+169
+0.7% +$1.51K
JUCY icon
1132
Aptus Enhanced Yield ETF
JUCY
$317M
$221K 0.01%
8,850
+48
+0.5% +$1.2K
TAP icon
1133
Molson Coors Class B
TAP
$7.68B
$220K 0.01%
4,266
-116
-3% -$6K
UTL icon
1134
Unitil
UTL
$1,000M
$220K 0.01%
+3,861
New +$206K
DY icon
1135
Dycom Industries
DY
$12.9B
$220K 0.01%
2,350
– –
IAK icon
1136
iShares US Insurance ETF
IAK
$511M
$220K 0.01%
2,569
+53
+2% +$4.81K
WBS icon
1137
Webster Financial
WBS
$12.3B
$220K 0.01%
5,579
– –
BAX icon
1138
Baxter International
BAX
$11.6B
$220K 0.01%
5,412
-1,192
-18% -$50.5K
TER icon
1139
Teradyne
TER
$54.8B
$219K 0.01%
+2,040
New +$209K
ALLY icon
1140
Ally Financial
ALLY
$13.1B
$219K 0.01%
+8,592
New +$246K
TSI
1141
TCW Strategic Income Fund
TSI
$212M
$218K 0.01%
46,658
– –
BUI icon
1142
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$740M
$218K 0.01%
+9,100
New +$202K
SCHR
1143
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.2B
$218K 0.01%
8,644
+88
+1% +$2.19K
BJ icon
1144
BJs Wholesale Club
BJ
$11.9B
$218K 0.01%
+2,865
New +$208K
FCPI icon
1145
Fidelity Stocks for Inflation ETF
FCPI
$277M
$217K 0.01%
6,906
-1,686
-20% -$52.8K
PFC
1146
DELISTED
Premier Financial Corp. Common Stock
PFC
$217K 0.01%
10,473
+9
+0.1% +$220
PHO icon
1147
Invesco Water Resources ETF
PHO
$1.97B
$217K 0.01%
+4,066
New +$215K
GOGL
1148
DELISTED
Golden Ocean Group
GOGL
$217K 0.01%
22,781
-1,105
-5% -$10.4K
LVS icon
1149
Las Vegas Sands
LVS
$30.5B
$216K 0.01%
+3,762
New +$211K
PH icon
1150
Parker-Hannifin
PH
$125B
$216K 0.01%
+642
New +$213K
44 45
46
47 48

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.