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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IR icon
1126
Ingersoll Rand
IR
$33.1B
$265K 0.01%
5,257
-149
-3% -$7.58K
BDJ icon
1127
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$264K 0.01%
26,918
-173
-0.6% -$1.75K
LNT icon
1128
Alliant Energy
LNT
$19.1B
$264K 0.01%
4,715
+81
+2% +$4.79K
FDX icon
1129
CALL
FedEx
FDX
$73.5B
$263K 0.01%
+1,200
New +$326K
MP icon
1130
MP Materials
MP
$7.68B
$263K 0.01%
8,159
-24,576
-75% -$855K
NDAQ icon
1131
Nasdaq
NDAQ
$52.5B
$263K 0.01%
+4,089
New +$257K
BTZ icon
1132
BlackRock Credit Allocation Income Trust
BTZ
$931M
$262K 0.01%
17,275
+477
+3% +$7.4K
CEF icon
1133
Sprott Physical Gold and Silver Trust
CEF
$7.49B
$262K 0.01%
+15,284
New +$276K
DXCM icon
1134
DexCom
DXCM
$28.3B
$262K 0.01%
1,916
– –
SPSM icon
1135
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$262K 0.01%
6,145
+302
+5% +$12.9K
AY
1136
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$262K 0.01%
7,595
-884
-10% -$33.5K
NTG
1137
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$262K 0.01%
9,090
-694
-7% -$19.9K
EEMV icon
1138
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.47B
$261K 0.01%
4,159
-1,738
-29% -$109K
STAG icon
1139
STAG Industrial
STAG
$7.77B
$261K 0.01%
6,655
+214
+3% +$8.74K
HAACU
1140
DELISTED
Health Assurance Acquisition Corp. SAIL Securities
HAACU
$259K 0.01%
25,850
– –
ASAN icon
1141
Asana
ASAN
$1.79B
$258K 0.01%
+2,489
New +$207K
BNTX icon
1142
BioNTech
BNTX
$23B
$258K 0.01%
945
-190
-17% -$60.4K
MDC
1143
DELISTED
M.D.C. Holdings, Inc.
MDC
$258K 0.01%
5,516
+1,559
+39% +$79K
FFC
1144
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$775M
$257K 0.01%
11,532
+1,650
+17% +$37.8K
CWH icon
1145
Camping World
CWH
$389M
$256K 0.01%
6,580
+1,210
+23% +$47.5K
GF
1146
New Germany Fund
GF
$183M
$256K 0.01%
12,985
– –
RHP icon
1147
Ryman Hospitality Properties
RHP
$8.52B
$256K 0.01%
3,056
– –
FFEB icon
1148
FT Vest US Equity Buffer ETF February
FFEB
$1.37B
$254K 0.01%
6,930
-200
-3% -$7.39K
IGLB icon
1149
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.64B
$254K 0.01%
3,663
+677
+23% +$48.1K
IBMK
1150
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$254K 0.01%
9,718
+28
+0.3% +$734
44 45
46
47 48

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.