We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$76.3M
Cap. Flow %
2.44%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 10.1%
2 Consumer Discretionary 6.28%
3 Financials 4.79%
4 Healthcare 4.54%
5 Communication Services 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REI icon
1126
Ring Energy
REI
$300M
$231K 0.01%
100,000
– –
SUSB icon
1127
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$231K 0.01%
+8,887
New +$232K
GLU
1128
Gabelli Utility & Income Trust
GLU
$117M
$230K 0.01%
11,724
+1,512
+15% +$28.7K
OMC icon
1129
Omnicom Group
OMC
$23.5B
$230K 0.01%
+3,096
New +$214K
MXIM
1130
DELISTED
Maxim Integrated Products
MXIM
$230K 0.01%
2,513
+71
+3% +$6.51K
GUNR icon
1131
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.14B
$229K 0.01%
6,336
-8,957
-59% -$319K
ICE icon
1132
Intercontinental Exchange
ICE
$83.6B
$229K 0.01%
2,046
+8
+0.4% +$908
MRSH
1133
Marsh
MRSH
$88.2B
$229K 0.01%
1,876
+30
+2% +$3.46K
UPBD icon
1134
Upbound Group
UPBD
$1.22B
$229K 0.01%
+3,966
New +$207K
WU icon
1135
Western Union
WU
$2.59B
$229K 0.01%
+9,276
New +$218K
CNC icon
1136
Centene
CNC
$31.3B
$228K 0.01%
+3,566
New +$221K
FEZ icon
1137
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.3B
$227K 0.01%
+5,106
New +$220K
GNW icon
1138
Genworth Financial
GNW
$3.81B
$227K 0.01%
68,352
-526
-0.8% -$1.73K
STM icon
1139
STMicroelectronics
STM
$46.5B
$227K 0.01%
5,930
– –
DRNA
1140
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
$227K 0.01%
+8,860
New +$226K
BUI icon
1141
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$734M
$226K 0.01%
9,000
– –
HEI icon
1142
HEICO Corp
HEI
$49.4B
$226K 0.01%
1,800
– –
HOG icon
1143
Harley-Davidson
HOG
$2.62B
$225K 0.01%
5,609
+63
+1% +$2.34K
PNT
1144
DELISTED
POINT Biopharma Global Inc. Common Stock
PNT
$225K 0.01%
21,375
+9,925
+87% +$135K
LTC
1145
LTC Properties
LTC
$2.14B
$224K 0.01%
5,366
-296
-5% -$12.2K
CRUS icon
1146
Cirrus Logic
CRUS
$6.75B
$223K 0.01%
+2,631
New +$228K
SLB icon
1147
SLB Ltd
SLB
$78.1B
$222K 0.01%
8,167
-4,827
-37% -$127K
DIS icon
1148
CALL
Walt Disney
DIS
$168B
$221K 0.01%
+1,200
New +$221K
DXCM icon
1149
DexCom
DXCM
$28.3B
$221K 0.01%
2,464
+180
+8% +$16.9K
PEJ icon
1150
Invesco Leisure and Entertainment ETF
PEJ
$257M
$221K 0.01%
+4,807
New +$222K
44 45
46
47 48

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q1 2021 filing shows 237 new, 632 increased, 426 reduced and 107 closed positions. Its largest new stake was Tapestry: 215,385 shares worth $8.88M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.