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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSI icon
1126
Motorola Solutions
MSI
$69.4B
– –
-1,577
Closed -$221K
MTCH icon
1127
Match Group
MTCH
$8.84B
– –
-5,353
Closed -$573K
MTNB icon
1128
Matinas BioPharma
MTNB
$1.55M
– –
-252
Closed -$10K
NBIX icon
1129
Neurocrine Biosciences
NBIX
$17.7B
– –
-3,795
Closed -$463K
NCZ
1130
Virtus Convertible & Income Fund II
NCZ
$289M
– –
-3,646
Closed -$57K
NFJ
1131
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
– –
-10,813
Closed -$121K
NGD
1132
DELISTED
New Gold Inc
NGD
– –
-371,373
Closed -$501K
NVMI
1133
Nova
NVMI
$13.9B
– –
-6,320
Closed -$305K
NXST icon
1134
Nexstar Media Group
NXST
$5.6B
– –
-2,625
Closed -$220K
OMC icon
1135
Omnicom Group
OMC
$22.7B
– –
-4,128
Closed -$225K
PAAS icon
1136
Pan American Silver
PAAS
$18.6B
– –
-36,264
Closed -$1.1M
PFLT icon
1137
PennantPark Floating Rate Capital
PFLT
$681M
– –
-15,203
Closed -$128K
PFX icon
1138
PhenixFIN
PFX
– –
-925
Closed -$14K
PPA icon
1139
Invesco Aerospace & Defense ETF
PPA
$8.27B
– –
-5,026
Closed -$278K
PPG icon
1140
PPG Industries
PPG
$25.9B
– –
-2,014
Closed -$214K
PRDO icon
1141
Perdoceo Education
PRDO
$1.9B
– –
-24,772
Closed -$395K
PSR icon
1142
Invesco Active US Real Estate Fund
PSR
$60.7M
– –
-16,909
Closed -$1.36M
PZZA icon
1143
Papa John's
PZZA
$999M
– –
-27,193
Closed -$2.16M
QDF icon
1144
FlexShares Quality Dividend Index Fund
QDF
$2.21B
– –
-5,486
Closed -$232K
QRVO icon
1145
Qorvo
QRVO
$7.63B
– –
-4,022
Closed -$445K
RF icon
1146
Regions Financial
RF
$26.3B
– –
-10,497
Closed -$117K
RWL icon
1147
Invesco S&P 500 Revenue ETF
RWL
$9.51B
– –
-4,341
Closed -$222K
SCHR
1148
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.2B
– –
-48,364
Closed -$1.42M
SID icon
1149
Companhia Siderúrgica Nacional
SID
$1.43B
– –
-20,000
Closed -$39K
SIL icon
1150
Global X Silver Miners ETF NEW
SIL
$4.08B
– –
-11,312
Closed -$419K
44 45
46
47 48

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.