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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.34B
AUM Growth
-$250M
Cap. Flow
-$79.5M
Cap. Flow %
-2.38%
Top 10 Hldgs %
21.43%
Holding
1,518
New
135
Increased
612
Reduced
579
Closed
156

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$14.4M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$11.9M
3
GLD icon
SPDR Gold Trust
GLD
+$11.8M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$9.7M
5
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.18M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$24.8M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.7M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$11.6M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$11.5M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$10.3M

Sector Composition

Rank Sector Weight
1 Technology 11.98%
2 Consumer Discretionary 5.15%
3 Healthcare 4.67%
4 Financials 4.53%
5 Communication Services 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDJ icon
1101
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$272K 0.01%
27,461
+157
+0.6% +$1.53K
BKNG icon
1102
Booking.com
BKNG
$145B
$272K 0.01%
2,875
-125
-4% -$11.7K
CORP icon
1103
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$272K 0.01%
2,613
+36
+1% +$3.86K
NKLA
1104
DELISTED
Nikola Corporation Common Stock
NKLA
$272K 0.01%
846
-59
-7% -$15.1K
EPR icon
1105
EPR Properties
EPR
$4.85B
$271K 0.01%
4,956
-3
-0.1% -$145
NVO
1106
Novo Nordisk
NVO
$220B
$271K 0.01%
4,888
-48
-1% -$2.46K
PFXF icon
1107
VanEck Preferred Securities ex Financials ETF
PFXF
$2.4B
$271K 0.01%
13,183
+32
+0.2% +$655
PBCT
1108
DELISTED
People's United Financial Inc
PBCT
$271K 0.01%
13,553
-8,768
-39% -$179K
JFR icon
1109
Nuveen Floating Rate Income Fund
JFR
$1.24B
$269K 0.01%
26,852
+16,552
+161% +$166K
PWV icon
1110
Invesco Large Cap Value ETF
PWV
$1.68B
$269K 0.01%
5,498
-54
-1% -$2.62K
RILY icon
1111
BRC Group Holdings
RILY
$273M
$269K 0.01%
3,838
+1,019
+36% +$69K
CMLS
1112
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$269K 0.01%
27,000
– –
GOGL
1113
DELISTED
Golden Ocean Group
GOGL
$268K 0.01%
21,687
+2,677
+14% +$29.1K
QQQE icon
1114
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$268K 0.01%
+3,471
New +$265K
RYLD icon
1115
Global X Russell 2000 Covered Call ETF
RYLD
$1.37B
$268K 0.01%
11,260
-600
-5% -$14K
GLU
1116
Gabelli Utility & Income Trust
GLU
$115M
$267K 0.01%
13,622
+1,398
+11% +$27.7K
MUR icon
1117
Murphy Oil
MUR
$5.38B
$267K 0.01%
+6,605
New +$226K
PSL icon
1118
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$84.5M
$267K 0.01%
3,123
+490
+19% +$41.8K
XVV icon
1119
iShares ESG Screened S&P 500 ETF
XVV
$640M
$267K 0.01%
7,758
-934
-11% -$31.8K
DBEM icon
1120
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$106M
$266K 0.01%
10,872
-32,792
-75% -$840K
PENN icon
1121
PENN Entertainment
PENN
$2.83B
$266K 0.01%
6,277
-71
-1% -$3.25K
YYY icon
1122
Amplify CEF High Income ETF
YYY
$725M
$266K 0.01%
17,770
+50
+0.3% +$770
AY
1123
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$266K 0.01%
7,587
+6
+0.1% +$201
ALLE icon
1124
Allegion
ALLE
$13.4B
$265K 0.01%
2,418
-100
-4% -$11.9K
FDHY icon
1125
Fidelity High Yield Factor ETF
FDHY
$567M
$265K 0.01%
5,188
+858
+20% +$44.8K
43 44
45
46 47

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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q1 2022 Portfolio in Review

As of Q1 2022, Sigma Planning Corp held 1,518 positions worth $3.34B, down 7% from $3.59B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q1 2022 filing shows 135 new, 612 increased, 579 reduced and 156 closed positions. Its largest new stake was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $24.8M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q1 2022 buy was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M.
  • Sigma Planning Corp added most to First Trust Value Line Dividend Fund in Q1 2022, an estimated $14.4M increase.
  • Sigma Planning Corp's biggest Q1 2022 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $24.8M.
  • Sigma Planning Corp fully exited iShares International Treasury Bond ETF in Q1 2022, selling an estimated $3.01M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.34B portfolio in Q1 2022.
  • Sigma Planning Corp opened 135 new positions and closed 156 in Q1 2022.
  • Sigma Planning Corp's portfolio value fell 7% quarter-over-quarter to $3.34B.

Based on Sigma Planning Corp's 13F filing for Q1 2022, filed 20 Apr 2022.