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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVAX icon
1101
Novavax
NVAX
$1.23B
$276K 0.01%
1,330
+110
+9% +$24.2K
USHY icon
1102
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$276K 0.01%
6,649
-78
-1% -$3.24K
GNR icon
1103
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.71B
$275K 0.01%
5,363
+775
+17% +$40.3K
MTCH icon
1104
Match Group
MTCH
$9.05B
$274K 0.01%
+1,747
New +$266K
GTO icon
1105
Invesco Total Return Bond ETF
GTO
$2.42B
$273K 0.01%
4,809
+614
+15% +$35.2K
BWX icon
1106
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$272K 0.01%
9,465
-3,181
-25% -$93.7K
COR icon
1107
Cencora
COR
$60.5B
$272K 0.01%
2,278
+34
+2% +$4.08K
EBAY icon
1108
eBay
EBAY
$50.3B
$272K 0.01%
3,908
-70
-2% -$5.02K
RDS.B
1109
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$272K 0.01%
6,135
+34
+0.6% +$1.35K
DSEP icon
1110
FT Vest US Equity Deep Buffer ETF September
DSEP
$348M
$271K 0.01%
+8,459
New +$273K
FOUR icon
1111
Shift4
FOUR
$3.96B
$271K 0.01%
3,500
– –
KNG icon
1112
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.43B
$269K 0.01%
+5,194
New +$282K
DWM icon
1113
WisdomTree International Equity Fund
DWM
$670M
$268K 0.01%
5,062
-2,533
-33% -$140K
FIX icon
1114
Comfort Systems
FIX
$60.9B
$268K 0.01%
+3,760
New +$280K
RSI icon
1115
Rush Street Interactive
RSI
$3.26B
$268K 0.01%
+13,945
New +$191K
SLB icon
1116
SLB Ltd
SLB
$76.5B
$268K 0.01%
9,047
+27
+0.3% +$774
EMQQ icon
1117
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$265M
$267K 0.01%
5,389
-1,633
-23% -$87.6K
LH icon
1118
Labcorp
LH
$24.7B
$267K 0.01%
1,103
-4
-0.4% -$1.01K
LPX icon
1119
Louisiana-Pacific
LPX
$5.19B
$267K 0.01%
4,343
+545
+14% +$32.1K
MWA icon
1120
Mueller Water Products
MWA
$3.94B
$267K 0.01%
+17,518
New +$270K
TSI
1121
TCW Strategic Income Fund
TSI
$213M
$267K 0.01%
46,572
-7,496
-14% -$43.8K
PCY icon
1122
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$266K 0.01%
9,962
+390
+4% +$10.7K
AES icon
1123
AES
AES
$10.6B
$265K 0.01%
11,606
+1,265
+12% +$30.7K
BGS icon
1124
B&G Foods
BGS
$291M
$265K 0.01%
8,868
+1,989
+29% +$59.7K
FLRN icon
1125
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$265K 0.01%
8,657
+1,670
+24% +$51.2K
43 44
45
46 47

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.