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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$76.3M
Cap. Flow %
2.44%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 10.1%
2 Consumer Discretionary 6.28%
3 Financials 4.79%
4 Healthcare 4.54%
5 Communication Services 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZTA icon
1101
Azenta
AZTA
$1.26B
$245K 0.01%
+3,006
New +$242K
BEN icon
1102
Franklin Resources
BEN
$17.1B
$245K 0.01%
8,279
-9,566
-54% -$261K
GF
1103
New Germany Fund
GF
$184M
$245K 0.01%
12,417
+1,204
+11% +$23.9K
IPO icon
1104
Renaissance IPO ETF
IPO
$155M
$245K 0.01%
3,938
+209
+6% +$14.1K
BTZ icon
1105
BlackRock Credit Allocation Income Trust
BTZ
$930M
$244K 0.01%
16,646
+1,150
+7% +$17K
DRI icon
1106
Darden Restaurants
DRI
$23.4B
$244K 0.01%
1,718
+1
+0.1% +$132
PSL icon
1107
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$83.7M
$244K 0.01%
2,633
– –
UWMC icon
1108
UWM Holdings
UWMC
$628M
$243K 0.01%
+30,650
New +$297K
COR icon
1109
Cencora
COR
$60.7B
$242K 0.01%
2,049
-1,334
-39% -$144K
NI icon
1110
NiSource
NI
$22B
$242K 0.01%
+10,026
New +$226K
PJAN icon
1111
Innovator US Equity Power Buffer ETF January
PJAN
$1.43B
$242K 0.01%
7,671
-3,464
-31% -$107K
XYL icon
1112
Xylem
XYL
$28.6B
$241K 0.01%
2,288
+7
+0.3% +$710
NJAN icon
1113
Innovator Growth-100 Power Buffer ETF January
NJAN
$348M
$240K 0.01%
+6,187
New +$237K
ET icon
1114
Energy Transfer Partners
ET
$68.7B
$239K 0.01%
31,061
-11,080
-26% -$80.9K
ZROZ icon
1115
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.36B
$239K 0.01%
+1,813
New +$262K
ONLN icon
1116
ProShares Online Retail ETF
ONLN
$62.8M
$238K 0.01%
3,027
+235
+8% +$19.5K
XMVM icon
1117
Invesco S&P MidCap Value with Momentum ETF
XMVM
$501M
$238K 0.01%
+5,335
New +$219K
IBMK
1118
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$237K 0.01%
8,984
+19
+0.2% +$501
DFS
1119
DELISTED
Discover Financial Services
DFS
$236K 0.01%
+2,487
New +$235K
MAXR
1120
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$236K 0.01%
6,251
+1,058
+20% +$47.1K
EJAN icon
1121
Innovator Emerging Markets Power Buffer ETF January
EJAN
$144M
$235K 0.01%
+7,747
New +$235K
ITM icon
1122
VanEck Intermediate Muni ETF
ITM
$2.14B
$235K 0.01%
4,575
+15
+0.3% +$775
CF icon
1123
CF Industries
CF
$18.7B
$233K 0.01%
+5,137
New +$232K
DOV icon
1124
Dover
DOV
$27.4B
$233K 0.01%
1,697
+66
+4% +$8.4K
VWOB icon
1125
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.16B
$232K 0.01%
2,997
+249
+9% +$19.8K
43 44
45
46 47

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q1 2021 filing shows 237 new, 632 increased, 426 reduced and 107 closed positions. Its largest new stake was Tapestry: 215,385 shares worth $8.88M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.