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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FYC icon
1101
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.24B
– –
-16,625
Closed -$705K
GII icon
1102
State Street SPDR S&P Global Infrastructure ETF
GII
$937M
– –
-10,029
Closed -$439K
GOVI icon
1103
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
– –
-39,376
Closed -$1.55M
GWW icon
1104
W.W. Grainger
GWW
$65.3B
– –
-1,320
Closed -$415K
HDMV icon
1105
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.2M
– –
-12,885
Closed -$361K
HEI icon
1106
HEICO Corp
HEI
$48.9B
– –
-3,198
Closed -$319K
HELE icon
1107
Helen of Troy
HELE
$663M
– –
-1,375
Closed -$259K
HL icon
1108
Hecla Mining
HL
$10.2B
– –
-330,927
Closed -$1.08M
HPQ icon
1109
HP
HPQ
$23.5B
– –
-10,782
Closed -$188K
ISMD icon
1110
Inspire Small/Mid Cap Impact ETF
ISMD
$335M
– –
-16,742
Closed -$378K
JBLU icon
1111
JetBlue
JBLU
$1.96B
– –
-14,447
Closed -$157K
JFR icon
1112
Nuveen Floating Rate Income Fund
JFR
$1.23B
– –
-18,803
Closed -$149K
KBE icon
1113
State Street SPDR S&P Bank ETF
KBE
$1.64B
– –
-11,242
Closed -$355K
KYN icon
1114
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
– –
-80,349
Closed -$424K
LGLV icon
1115
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.19B
– –
-2,759
Closed -$282K
LKQ icon
1116
LKQ Corp
LKQ
$6.58B
– –
-7,875
Closed -$206K
LNT icon
1117
Alliant Energy
LNT
$19.4B
– –
-4,243
Closed -$203K
LOGI icon
1118
Logitech
LOGI
$15.2B
– –
-6,110
Closed -$398K
LQDH icon
1119
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
– –
-3,239
Closed -$291K
MAG
1120
DELISTED
MAG Silver
MAG
– –
-63,047
Closed -$889K
MCO icon
1121
Moody's
MCO
$81.7B
– –
-954
Closed -$262K
META icon
1122
CALL
Meta Platforms (Facebook)
META
$1.51T
– –
-1,000
Closed -$227K
MKL icon
1123
Markel Group
MKL
$25B
– –
-726
Closed -$670K
MKTX icon
1124
MarketAxess Holdings
MKTX
$4.15B
– –
-4,729
Closed -$2.37M
MORT icon
1125
VanEck Mortgage REIT Income ETF
MORT
$370M
– –
-10,015
Closed -$135K
43 44
45
46 47

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WWA
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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.