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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMAY icon
1076
Innovator US Equity Power Buffer ETF May
PMAY
$806M
$289K 0.01%
9,784
– –
XXII
1077
22nd Century Group
XXII
$1.43M
– –
0
– –
MRO
1078
DELISTED
Marathon Oil Corporation
MRO
$289K 0.01%
21,131
-466,035
-96% -$5.62M
CORP icon
1079
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$286K 0.01%
2,514
+3
+0.1% +$345
OC icon
1080
Owens Corning
OC
$11.6B
$286K 0.01%
3,347
+6
+0.2% +$564
XSD icon
1081
State Street SPDR S&P Semiconductor ETF
XSD
$2.75B
$286K 0.01%
1,443
-1,728
-54% -$337K
PENG
1082
Penguin Solutions Inc
PENG
$2.69B
$286K 0.01%
+12,850
New +$308K
DFAC icon
1083
Dimensional US Core Equity 2 ETF
DFAC
$47.6B
$285K 0.01%
10,724
– –
SONO icon
1084
Sonos
SONO
$1.87B
$285K 0.01%
8,793
-15,675
-64% -$565K
ASML icon
1085
ASML
ASML
$636B
$284K 0.01%
+380
New +$299K
CC icon
1086
Chemours
CC
$2.55B
$284K 0.01%
9,763
-794
-8% -$25.7K
XVV icon
1087
iShares ESG Screened S&P 500 ETF
XVV
$640M
$283K 0.01%
8,555
+102
+1% +$3.47K
DRNA
1088
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
$283K 0.01%
14,016
-1,784
-11% -$49.3K
ETJ
1089
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$282K 0.01%
26,397
+221
+0.8% +$2.48K
IAT icon
1090
iShares US Regional Banks ETF
IAT
$673M
$282K 0.01%
4,656
-1,272
-21% -$73.2K
MSFT icon
1091
CALL
Microsoft
MSFT
$2.89T
$282K 0.01%
1,000
-1,300
-57% -$378K
DOV icon
1092
Dover
DOV
$27.7B
$281K 0.01%
1,804
+88
+5% +$14.6K
IEX icon
1093
IDEX
IEX
$16.6B
$281K 0.01%
1,360
-667
-33% -$148K
PXE icon
1094
Invesco Energy Exploration & Production ETF
PXE
$85.6M
$281K 0.01%
+14,863
New +$246K
TXRH icon
1095
Texas Roadhouse
TXRH
$13.2B
$281K 0.01%
3,077
+208
+7% +$19.4K
FDLO icon
1096
Fidelity Low Volatility Factor ETF
FDLO
$1.41B
$280K 0.01%
5,886
+170
+3% +$8.32K
XYL icon
1097
Xylem
XYL
$28.6B
$279K 0.01%
2,254
+3
+0.1% +$386
STOR
1098
DELISTED
STORE Capital Corporation
STOR
$278K 0.01%
8,679
+140
+2% +$4.96K
CRSP icon
1099
CRISPR Therapeutics
CRSP
$4.6B
$277K 0.01%
2,472
+209
+9% +$26.2K
EMLC icon
1100
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
$277K 0.01%
+9,228
New +$284K
42 43
44
45 46

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VPC
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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.