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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.36B
AUM Growth
+$225M
Cap. Flow
+$26.2M
Cap. Flow %
0.78%
Top 10 Hldgs %
18.93%
Holding
1,527
New
202
Increased
746
Reduced
440
Closed
114

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$8.48M
2
GLD icon
SPDR Gold Trust
GLD
+$8.07M
3
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.11M
4
DVN icon
Devon Energy
DVN
+$7.08M
5
NUE icon
Nucor
NUE
+$7.07M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$25.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$18.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$17.8M
4
IVZ icon
Invesco
IVZ
+$8.42M
5
ISCG icon
iShares Morningstar Small-Cap Growth ETF
ISCG
+$7.9M

Sector Composition

Rank Sector Weight
1 Technology 10.94%
2 Consumer Discretionary 6.38%
3 Financials 4.83%
4 Healthcare 4.46%
5 Communication Services 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGGY icon
1076
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$924M
$303K 0.01%
5,806
-45,105
-89% -$2.34M
BJAN icon
1077
Innovator US Equity Buffer ETF January
BJAN
$393M
$303K 0.01%
8,451
-250
-3% -$8.8K
ETJ
1078
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$302K 0.01%
26,176
+1,241
+5% +$13.8K
KKR icon
1079
KKR & Co
KKR
$89.2B
$301K 0.01%
5,076
+4
+0.1% +$222
SE icon
1080
Sea Limited
SE
$61.2B
$301K 0.01%
+1,097
New +$278K
AXS icon
1081
AXIS Capital
AXS
$8.59B
$300K 0.01%
6,130
+458
+8% +$24.3K
BEN icon
1082
Franklin Resources
BEN
$16.9B
$300K 0.01%
9,372
+1,093
+13% +$35.4K
TOKE
1083
DELISTED
Cambria Cannabis ETF
TOKE
$300K 0.01%
+16,539
New +$305K
HOG icon
1084
Harley-Davidson
HOG
$2.68B
$299K 0.01%
6,529
+920
+16% +$42.7K
AZTA icon
1085
Azenta
AZTA
$1.26B
$298K 0.01%
3,124
+118
+4% +$11.4K
BGFV
1086
DELISTED
Big 5 Sporting Goods
BGFV
$298K 0.01%
11,613
+804
+7% +$19.7K
REI icon
1087
Ring Energy
REI
$322M
$298K 0.01%
100,000
– –
AGNC icon
1088
AGNC Investment
AGNC
$12.3B
$297K 0.01%
17,610
+245
+1% +$4.35K
ESGR
1089
DELISTED
Enstar Group
ESGR
$297K 0.01%
1,245
-145
-10% -$36.1K
NUS icon
1090
Nu Skin
NUS
$247M
$296K 0.01%
5,228
-24
-0.5% -$1.37K
FEZ icon
1091
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$295K 0.01%
6,304
+1,198
+23% +$56.9K
ITM icon
1092
VanEck Intermediate Muni ETF
ITM
$2.14B
$295K 0.01%
5,685
+1,110
+24% +$57.4K
OUSA icon
1093
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$737M
$295K 0.01%
7,019
-1,753
-20% -$72.6K
STWD icon
1094
Starwood Property Trust
STWD
$6.12B
$295K 0.01%
11,264
+246
+2% +$6.27K
WBS icon
1095
Webster Financial
WBS
$12.3B
$295K 0.01%
5,525
– –
STOR
1096
DELISTED
STORE Capital Corporation
STOR
$295K 0.01%
8,539
+69
+0.8% +$2.4K
Y
1097
DELISTED
Alleghany Corp
Y
$295K 0.01%
442
-4
-0.9% -$2.75K
DDOG icon
1098
Datadog
DDOG
$87.9B
$293K 0.01%
+2,815
New +$254K
DRI icon
1099
Darden Restaurants
DRI
$22.5B
$293K 0.01%
2,009
+291
+17% +$41K
IDNA icon
1100
iShares Genomics Immunology and Healthcare ETF
IDNA
$189M
$293K 0.01%
5,633
-344
-6% -$16.1K
42 43
44
45 46

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Sigma Planning Corp's Q2 2021 Portfolio in Review

As of Q2 2021, Sigma Planning Corp held 1,527 positions worth $3.36B, up 7.2% from $3.13B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q2 2021 filing shows 202 new, 746 increased, 440 reduced and 114 closed positions. Its largest new stake was Devon Energy: 273,908 shares worth $8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q2 2021 buy was Devon Energy: 273,908 shares worth $8M.
  • Sigma Planning Corp added most to Invesco QQQ Trust in Q2 2021, an estimated $8.48M increase.
  • Sigma Planning Corp's biggest Q2 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $25.1M.
  • Sigma Planning Corp fully exited iShares Morningstar Small-Cap Growth ETF in Q2 2021, selling an estimated $7.9M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.36B portfolio in Q2 2021.
  • Sigma Planning Corp opened 202 new positions and closed 114 in Q2 2021.
  • Sigma Planning Corp's portfolio value rose 7.2% quarter-over-quarter to $3.36B.

Based on Sigma Planning Corp's 13F filing for Q2 2021, filed 13 Aug 2021.