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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$76.3M
Cap. Flow %
2.44%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 10.1%
2 Consumer Discretionary 6.28%
3 Financials 4.79%
4 Healthcare 4.54%
5 Communication Services 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XVV icon
1076
iShares ESG Screened S&P 500 ETF
XVV
$640M
$257K 0.01%
+8,453
New +$249K
CI icon
1077
Cigna
CI
$77.3B
$256K 0.01%
1,058
-157
-13% -$35K
COF icon
1078
Capital One
COF
$127B
$256K 0.01%
+2,011
New +$237K
CORP icon
1079
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$256K 0.01%
2,294
-6,355
-73% -$723K
QLD icon
1080
ProShares Ultra QQQ
QLD
$12.5B
$256K 0.01%
8,728
-720
-8% -$21.4K
LBTYA icon
1081
Liberty Global Class A
LBTYA
$3.32B
$255K 0.01%
+9,929
New +$251K
TXRH icon
1082
Texas Roadhouse
TXRH
$13.2B
$254K 0.01%
+2,652
New +$232K
BDJ icon
1083
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$253K 0.01%
26,749
+150
+0.6% +$1.32K
CAH icon
1084
Cardinal Health
CAH
$53.7B
$253K 0.01%
4,164
-2,259
-35% -$125K
EBAY icon
1085
eBay
EBAY
$50B
$253K 0.01%
4,134
-248
-6% -$14.4K
LNT icon
1086
Alliant Energy
LNT
$19.1B
$253K 0.01%
+4,663
New +$232K
SWAN icon
1087
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$157M
$253K 0.01%
7,903
-78
-1% -$2.53K
USHY icon
1088
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$253K 0.01%
6,131
-133
-2% -$5.47K
CVNA icon
1089
Carvana
CVNA
$45.6B
$252K 0.01%
4,810
-2,945
-38% -$162K
RHP icon
1090
Ryman Hospitality Properties
RHP
$8.49B
$252K 0.01%
3,256
-100
-3% -$7.39K
AXAS
1091
DELISTED
Abraxas Petroleum Corp
AXAS
$252K 0.01%
80,240
+12,590
+19% +$43.3K
AAXJ icon
1092
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.66B
$251K 0.01%
2,710
-73
-3% -$7K
HPS
1093
John Hancock Preferred Income Fund III
HPS
$457M
$250K 0.01%
+13,737
New +$234K
XSLV icon
1094
Invesco S&P SmallCap Low Volatility ETF
XSLV
$248M
$250K 0.01%
5,438
-382
-7% -$17K
ILTB icon
1095
iShares Core 10+ Year USD Bond ETF
ILTB
$599M
$248K 0.01%
3,619
+208
+6% +$14.9K
KKR icon
1096
KKR & Co
KKR
$90.9B
$248K 0.01%
5,072
-321
-6% -$14.4K
RDS.B
1097
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$248K 0.01%
6,739
-735
-10% -$28.1K
XIFR
1098
XPLR Infrastructure LP
XIFR
$1.19B
$247K 0.01%
+3,385
New +$260K
GPN icon
1099
Global Payments
GPN
$23B
$246K 0.01%
1,219
+17
+1% +$3.39K
RSPS icon
1100
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$249M
$246K 0.01%
7,785
+25
+0.3% +$758
42 43
44
45 46

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q1 2021 filing shows 237 new, 632 increased, 426 reduced and 107 closed positions. Its largest new stake was Tapestry: 215,385 shares worth $8.88M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.