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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRON
1076
Cronos Group
CRON
$1.05B
– –
-10,622
Closed -$64K
CXT icon
1077
Crane NXT
CXT
$3.04B
– –
-10,387
Closed -$215K
CXW icon
1078
CoreCivic
CXW
$3.1B
– –
-10,017
Closed -$94K
CYTK icon
1079
Cytokinetics
CYTK
$11B
– –
-9,700
Closed -$229K
DBRG icon
1080
DigitalBridge
DBRG
$2.94B
– –
-2,506
Closed -$24K
DEM icon
1081
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
– –
-5,708
Closed -$206K
DHT icon
1082
CALL
DHT Holdings
DHT
$2.97B
– –
-17,900
Closed -$92K
DOC icon
1083
Healthpeak Properties
DOC
$15.4B
– –
-7,757
Closed -$214K
DRD
1084
DRDGold
DRD
$1.82B
– –
-26,334
Closed -$416K
EFT
1085
Eaton Vance Floating-Rate Income Trust
EFT
$283M
– –
-12,046
Closed -$137K
EFX icon
1086
Equifax
EFX
$20.3B
– –
-2,238
Closed -$385K
EL icon
1087
Estee Lauder
EL
$29B
– –
-1,557
Closed -$294K
EMLC icon
1088
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.74B
– –
-6,875
Closed -$211K
EQX icon
1089
Equinox Gold
EQX
$7.32B
– –
-88,788
Closed -$996K
ES icon
1090
Eversource Energy
ES
$28.2B
– –
-3,135
Closed -$261K
ESPO icon
1091
VanEck Video Gaming and eSports ETF
ESPO
$235M
– –
-16,757
Closed -$867K
EXK
1092
Endeavour Silver
EXK
$2.32B
– –
-236,121
Closed -$538K
FHN icon
1093
First Horizon
FHN
$12.1B
– –
-10,326
Closed -$103K
FLJP icon
1094
Franklin FTSE Japan ETF
FLJP
$3.93B
– –
-9,286
Closed -$226K
FLTR icon
1095
VanEck IG Floating Rate ETF
FLTR
$2.93B
– –
-8,226
Closed -$206K
FSM icon
1096
Fortuna Silver Mines
FSM
$2.59B
– –
-201,640
Closed -$1.03M
FTHI icon
1097
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.36B
– –
-17,106
Closed -$333K
FULT icon
1098
Fulton Financial
FULT
$4.7B
– –
-12,695
Closed -$134K
FUN icon
1099
Cedar Fair
FUN
$1.78B
– –
-8,072
Closed -$222K
FXO icon
1100
First Trust Financials AlphaDEX Fund
FXO
$1.12B
– –
-8,540
Closed -$218K
42 43
44
45 46

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.