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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$62.5M
Cap. Flow %
2.64%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.92%
2 Technology 7.36%
3 Financials 4.51%
4 Healthcare 4.09%
5 Industrials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNT icon
1076
Alliant Energy
LNT
$17.1B
– –
-3,922
Closed -$212K
LOB icon
1077
Live Oak Bancshares
LOB
$1.77B
– –
-11,813
Closed -$214K
LSCC icon
1078
Lattice Semiconductor
LSCC
$15.1B
– –
-13,943
Closed -$255K
LSTR icon
1079
Landstar System
LSTR
$5.74B
– –
-3,350
Closed -$377K
MDU icon
1080
MDU Resources
MDU
$3.92B
– –
-29,505
Closed -$316K
MOS icon
1081
The Mosaic Company
MOS
$7.88B
– –
-13,978
Closed -$287K
MSFT icon
1082
CALL
Microsoft
MSFT
$3.64T
– –
-2,000
Closed -$278K
NFLX icon
1083
CALL
Netflix
NFLX
$318B
– –
-15,000
Closed -$401K
NPO icon
1084
Enpro
NPO
$6.08B
– –
-3,159
Closed -$217K
ADAM
1085
Adamas Trust
ADAM
$806M
– –
-3,219
Closed -$78K
OI icon
1086
O-I Glass
OI
$945M
– –
-13,032
Closed -$134K
PANW icon
1087
Palo Alto Networks
PANW
$307B
– –
-6,402
Closed -$217K
PDBC icon
1088
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$7.81B
– –
-11,079
Closed -$173K
PJP icon
1089
Invesco Pharmaceuticals ETF
PJP
$545M
– –
-3,535
Closed -$200K
PUI icon
1090
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$50.1M
– –
-47,766
Closed -$1.67M
AFDM
1091
First Trust Exchange-Traded Fund III First Trust Active Factor International ETF
AFDM
$165M
– –
-6,157
Closed -$343K
SABA
1092
Saba Capital Income & Opportunities Fund II
SABA
$214M
– –
-5,034
Closed -$62K
SCHA icon
1093
Schwab U.S Small- Cap ETF
SCHA
$21.9B
– –
-14,444
Closed -$252K
SECT icon
1094
Main Sector Rotation ETF
SECT
$2.81B
– –
-68,377
Closed -$1.99M
SMH icon
1095
VanEck Semiconductor ETF
SMH
$67.5B
– –
-20,484
Closed -$1.22M
SNAP icon
1096
Snap
SNAP
$9.67B
– –
-10,279
Closed -$162K
SPY icon
1097
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$795B
– –
-3,000
Closed -$890K
SSRM icon
1098
SSR Mining
SSRM
$7.18B
– –
-61,279
Closed -$890K
STAG icon
1099
STAG Industrial
STAG
$7.15B
– –
-9,088
Closed -$268K
STWD icon
1100
Starwood Property Trust
STWD
$5.55B
– –
-14,502
Closed -$351K
42 43
44
45 46

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AIM
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DAM
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RPGK
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SCTC
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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q4 2019 filing shows 143 new, 513 increased, 371 reduced and 92 closed positions. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M. The largest sale was iShares Core S&P 500 ETF, an estimated $6.41M.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 62% a quarter earlier, followed by Technology and Financials.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.