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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IIPR icon
1051
Innovative Industrial Properties
IIPR
$1.78B
$237K 0.01%
4,377
+53
+1% +$3.67K
ASND icon
1052
Ascendis Pharma A/S
ASND
$16.7B
$236K 0.01%
+1,515
New +$216K
BIP icon
1053
Brookfield Infrastructure Partners
BIP
$18.8B
$236K 0.01%
7,926
-109
-1% -$3.42K
JPIB icon
1054
JPMorgan International Bond Opportunities ETF
JPIB
$2.07B
$236K 0.01%
4,927
-656
-12% -$31.3K
PYLD icon
1055
PIMCO Multi Sector Bond Active ETF
PYLD
$14.8B
$236K 0.01%
+8,947
New +$234K
AGNT
1056
AGNT Inc
AGNT
$665M
$236K 0.01%
24,098
+125
+0.5% +$1.33K
COIN icon
1057
Coinbase
COIN
$41.7B
$235K 0.01%
1,367
-2,141
-61% -$518K
GWW icon
1058
W.W. Grainger
GWW
$65.3B
$235K 0.01%
238
+17
+8% +$17.6K
TJUL icon
1059
Innovator Equity Defined Protection ETF - 2 Yr to July 2027
TJUL
$130M
$234K 0.01%
8,337
– –
BABA icon
1060
Alibaba
BABA
$269B
$233K 0.01%
+1,766
New +$204K
XSOE icon
1061
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.03B
$233K 0.01%
+7,559
New +$235K
CLBT icon
1062
Cellebrite
CLBT
$3.55B
$233K 0.01%
+12,000
New +$253K
FLMI icon
1063
Franklin Dynamic Municipal Bond ETF
FLMI
$2.27B
$232K 0.01%
9,511
-362
-4% -$8.89K
WAB icon
1064
Wabtec
WAB
$51.1B
$232K 0.01%
1,278
+152
+13% +$29.1K
GLU
1065
Gabelli Utility & Income Trust
GLU
$116M
$230K 0.01%
14,183
+104
+0.7% +$1.63K
FDD icon
1066
First Trust STOXX European Select Dividend Income Fund
FDD
$858M
$230K 0.01%
16,966
+4,379
+35% +$54.9K
HYFI icon
1067
AB High Yield ETF
HYFI
$329M
$230K 0.01%
6,245
+675
+12% +$25.1K
TPL icon
1068
Texas Pacific Land
TPL
$28.9B
$229K 0.01%
519
-177
-25% -$78.9K
DX
1069
Dynex Capital
DX
$2.99B
$229K 0.01%
+17,587
New +$236K
EIPX icon
1070
FT Energy Income Partners Strategy ETF
EIPX
$559M
$228K 0.01%
+8,748
New +$225K
GOVT icon
1071
iShares US Treasury Bond ETF
GOVT
$43.6B
$227K 0.01%
9,889
-482
-5% -$10.9K
PMAY icon
1072
Innovator US Equity Power Buffer ETF May
PMAY
$806M
$227K 0.01%
6,344
-4,301
-40% -$155K
EIPI
1073
FT Energy Income Partners Enhanced Income ETF
EIPI
$1.08B
$227K 0.01%
+11,193
New +$224K
OGE icon
1074
OGE Energy
OGE
$10.3B
$227K 0.01%
+4,930
New +$215K
EIX icon
1075
Edison International
EIX
$30.7B
$226K 0.01%
3,840
+600
+19% +$34.5K
41 42
43
44 45

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.