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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
-$17.5M
Cap. Flow %
-0.66%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.58%
2 Technology 11.22%
3 Healthcare 4.68%
4 Consumer Discretionary 4.34%
5 Financials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTR icon
1051
Nutrien
NTR
$37.7B
$220K 0.01%
3,569
-74
-2% -$4.68K
KKR icon
1052
KKR & Co
KKR
$88.1B
$220K 0.01%
+3,572
New +$217K
RCL icon
1053
Royal Caribbean
RCL
$67.4B
$219K 0.01%
2,378
-363
-13% -$36.4K
PZA icon
1054
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.15B
$217K 0.01%
9,801
-150
-2% -$3.48K
PCY icon
1055
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.29B
$217K 0.01%
11,885
+785
+7% +$15.1K
OMC icon
1056
Omnicom Group
OMC
$21.7B
$217K 0.01%
2,914
-292
-9% -$24.1K
ABR icon
1057
Arbor Realty Trust
ABR
$834M
$217K 0.01%
14,292
-398
-3% -$6.3K
EVG
1058
Eaton Vance Short Duration Diversified Income Fund
EVG
$138M
$217K 0.01%
20,909
+80
+0.4% +$804
SAM icon
1059
Boston Beer
SAM
$1.75B
$215K 0.01%
+552
New +$193K
NMAI icon
1060
Nuveen Multi-Asset Income Fund
NMAI
$465M
$214K 0.01%
19,249
-1,503
-7% -$17.6K
TYL icon
1061
Tyler Technologies
TYL
$14B
$213K 0.01%
+552
New +$217K
BCI icon
1062
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$3.49B
$212K 0.01%
+10,066
New +$213K
SYNA icon
1063
Synaptics
SYNA
$3.63B
$212K 0.01%
2,374
-1,000
-30% -$87.8K
SMDV icon
1064
ProShares Russell 2000 Dividend Growers ETF
SMDV
$682M
$212K 0.01%
3,738
-6,185
-62% -$371K
TER icon
1065
Teradyne
TER
$55.6B
$211K 0.01%
2,105
+241
+13% +$25.4K
WNC icon
1066
Wabash National
WNC
$496M
$211K 0.01%
10,010
-90
-0.9% -$2.07K
AJXA
1067
DELISTED
Great Ajax Corp.7.25% Convertible Senior Notes due 2024
AJXA
$210K 0.01%
+8,696
New +$213K
IBHE
1068
DELISTED
iShares iBonds 2025 Term High Yield and Income ETF
IBHE
$210K 0.01%
+9,143
New +$210K
DVOL icon
1069
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$70.8M
$210K 0.01%
8,397
-1,082
-11% -$28K
SEM
1070
DELISTED
Select Medical
SEM
$209K 0.01%
+15,386
New +$238K
FBCV
1071
Fidelity Blue Chip Value ETF
FBCV
$190M
$209K 0.01%
7,608
-3
-0% -$85
DELL icon
1072
Dell
DELL
$373B
$209K 0.01%
+3,028
New +$180K
SYLD icon
1073
Cambria Shareholder Yield ETF
SYLD
$1B
$208K 0.01%
3,361
-5,963
-64% -$374K
SIL icon
1074
Global X Silver Miners ETF NEW
SIL
$5.03B
$207K 0.01%
8,677
-433
-5% -$11.3K
BNY
1075
Bank of New York Mellon
BNY
$103B
$207K 0.01%
4,860
-1,058
-18% -$47.1K
41 42
43
44 45

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RPGK
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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.