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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALK icon
1051
Alaska Air
ALK
$5.3B
$307K 0.01%
5,232
-232
-4% -$13.4K
BSX icon
1052
Boston Scientific
BSX
$67.6B
$307K 0.01%
+7,086
New +$313K
RWL icon
1053
Invesco S&P 500 Revenue ETF
RWL
$9.57B
$307K 0.01%
4,212
-6,573
-61% -$490K
SDVY icon
1054
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.5B
$306K 0.01%
10,841
-154
-1% -$4.46K
XIFR
1055
XPLR Infrastructure LP
XIFR
$1.19B
$306K 0.01%
4,057
-19
-0.5% -$1.48K
NEM icon
1056
Newmont
NEM
$98.5B
$305K 0.01%
5,615
-10,702
-66% -$631K
PFC
1057
DELISTED
Premier Financial Corp. Common Stock
PFC
$304K 0.01%
9,561
-204
-2% -$5.89K
BW icon
1058
Babcock & Wilcox
BW
$1.4B
$303K 0.01%
47,300
-1,200
-2% -$8.37K
KLAC icon
1059
KLA
KLAC
$266B
$303K 0.01%
9,070
+270
+3% +$9.01K
SPXX icon
1060
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$333M
$301K 0.01%
17,600
-783
-4% -$14.1K
WBS icon
1061
Webster Financial
WBS
$12.5B
$301K 0.01%
5,525
– –
DRI icon
1062
Darden Restaurants
DRI
$23.4B
$300K 0.01%
1,977
-32
-2% -$4.7K
SBLK icon
1063
Star Bulk Carriers
SBLK
$3.02B
$300K 0.01%
+12,499
New +$263K
YOLO icon
1064
AdvisorShares Pure Cannabis ETF
YOLO
$30.5M
$298K 0.01%
18,127
+4,241
+31% +$77.6K
ANSS
1065
DELISTED
Ansys
ANSS
$295K 0.01%
867
-160
-16% -$57.8K
KDP icon
1066
Keurig Dr Pepper
KDP
$41B
$295K 0.01%
8,623
-170
-2% -$5.94K
STWD icon
1067
Starwood Property Trust
STWD
$6.15B
$295K 0.01%
12,085
+821
+7% +$21K
BEN icon
1068
Franklin Resources
BEN
$17.3B
$294K 0.01%
9,884
+512
+5% +$16K
EXPD icon
1069
Expeditors International
EXPD
$22.4B
$293K 0.01%
2,458
-174
-7% -$21.8K
HAPN
1070
Happen Inc
HAPN
$2.16B
$293K 0.01%
+10,374
New +$257K
OUSA icon
1071
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$742M
$293K 0.01%
7,028
+9
+0.1% +$390
VRSK icon
1072
Verisk Analytics
VRSK
$27.1B
$293K 0.01%
+1,461
New +$283K
ACWX icon
1073
iShares MSCI ACWI ex US ETF
ACWX
$11.4B
$292K 0.01%
5,275
– –
HISF icon
1074
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.6M
$292K 0.01%
5,939
-119
-2% -$5.96K
SIL icon
1075
Global X Silver Miners ETF NEW
SIL
$4.09B
$290K 0.01%
8,265
+316
+4% +$12.6K
41 42
43
44 45

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.