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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.36B
AUM Growth
+$225M
Cap. Flow
+$26.2M
Cap. Flow %
0.78%
Top 10 Hldgs %
18.93%
Holding
1,527
New
202
Increased
746
Reduced
440
Closed
114

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$8.48M
2
GLD icon
SPDR Gold Trust
GLD
+$8.07M
3
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.11M
4
DVN icon
Devon Energy
DVN
+$7.08M
5
NUE icon
Nucor
NUE
+$7.07M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$25.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$18.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$17.8M
4
IVZ icon
Invesco
IVZ
+$8.42M
5
ISCG icon
iShares Morningstar Small-Cap Growth ETF
ISCG
+$7.9M

Sector Composition

Rank Sector Weight
1 Technology 10.94%
2 Consumer Discretionary 6.38%
3 Financials 4.83%
4 Healthcare 4.46%
5 Communication Services 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTU icon
1051
Intuit
INTU
$81.1B
$319K 0.01%
650
-116
-15% -$50.3K
AY
1052
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$316K 0.01%
8,479
+655
+8% +$24.3K
UTF icon
1053
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$315K 0.01%
10,962
+1,143
+12% +$32.9K
CDW icon
1054
CDW
CDW
$17.1B
$314K 0.01%
1,795
-64
-3% -$11K
FXN icon
1055
First Trust Energy AlphaDEX Fund
FXN
$398M
$314K 0.01%
27,546
-6,881
-20% -$73.2K
BA icon
1056
CALL
Boeing
BA
$165B
$311K 0.01%
1,300
-400
-24% -$96.7K
PD icon
1057
PagerDuty
PD
$700M
$311K 0.01%
+7,305
New +$296K
VEEV icon
1058
CALL
Veeva Systems
VEEV
$30.3B
$311K 0.01%
1,000
-1,000
-50% -$279K
XIFR
1059
XPLR Infrastructure LP
XIFR
$1.18B
$311K 0.01%
4,076
+691
+20% +$49.4K
KDP icon
1060
Keurig Dr Pepper
KDP
$40.4B
$310K 0.01%
8,793
-287
-3% -$10.2K
DFAT icon
1061
Dimensional US Targeted Value ETF
DFAT
$14.5B
$309K 0.01%
+6,902
New +$310K
PEJ icon
1062
Invesco Leisure and Entertainment ETF
PEJ
$252M
$309K 0.01%
5,921
+1,114
+23% +$53.2K
EVV
1063
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$308K 0.01%
23,258
-587
-2% -$7.56K
OGN icon
1064
Organon & Co
OGN
$3.55B
$308K 0.01%
+10,167
New +$335K
TFI icon
1065
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$308K 0.01%
5,917
-1,937
-25% -$101K
VUZI icon
1066
Vuzix
VUZI
$190M
$308K 0.01%
16,795
-1,081
-6% -$21.8K
PBCT
1067
DELISTED
People's United Financial Inc
PBCT
$308K 0.01%
17,959
-2,897
-14% -$52.9K
KEY icon
1068
KeyCorp
KEY
$24.3B
$307K 0.01%
14,883
-393
-3% -$8.53K
WDC icon
1069
Western Digital
WDC
$179B
$307K 0.01%
5,709
-407
-7% -$22K
JEF icon
1070
Jefferies Financial Group
JEF
$12.9B
$306K 0.01%
+9,373
New +$286K
PWV icon
1071
Invesco Large Cap Value ETF
PWV
$1.66B
$306K 0.01%
6,895
+224
+3% +$9.99K
CPE
1072
DELISTED
Callon Petroleum Company
CPE
$306K 0.01%
+5,306
New +$223K
GNW icon
1073
Genworth Financial
GNW
$3.8B
$305K 0.01%
78,312
+9,960
+15% +$39.8K
HISF icon
1074
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.4M
$305K 0.01%
6,058
+68
+1% +$3.42K
ACWX icon
1075
iShares MSCI ACWI ex US ETF
ACWX
$11.3B
$303K 0.01%
5,275
-312
-6% -$17.9K
41 42
43
44 45

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Sigma Planning Corp's Q2 2021 Portfolio in Review

As of Q2 2021, Sigma Planning Corp held 1,527 positions worth $3.36B, up 7.2% from $3.13B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q2 2021 filing shows 202 new, 746 increased, 440 reduced and 114 closed positions. Its largest new stake was Devon Energy: 273,908 shares worth $8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q2 2021 buy was Devon Energy: 273,908 shares worth $8M.
  • Sigma Planning Corp added most to Invesco QQQ Trust in Q2 2021, an estimated $8.48M increase.
  • Sigma Planning Corp's biggest Q2 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $25.1M.
  • Sigma Planning Corp fully exited iShares Morningstar Small-Cap Growth ETF in Q2 2021, selling an estimated $7.9M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.36B portfolio in Q2 2021.
  • Sigma Planning Corp opened 202 new positions and closed 114 in Q2 2021.
  • Sigma Planning Corp's portfolio value rose 7.2% quarter-over-quarter to $3.36B.

Based on Sigma Planning Corp's 13F filing for Q2 2021, filed 13 Aug 2021.