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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSA icon
1051
Public Storage
PSA
$56.2B
$271K 0.01%
1,098
-141
-11% -$32.8K
TMHC
1052
DELISTED
Taylor Morrison
TMHC
$271K 0.01%
8,800
-300
-3% -$8.43K
ETJ
1053
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$551M
$269K 0.01%
24,935
+864
+4% +$9.15K
RKT icon
1054
Rocket Companies
RKT
$35.6B
$269K 0.01%
11,652
-5,625
-33% -$126K
RH icon
1055
RH
RH
$2.4B
$268K 0.01%
450
-17
-4% -$8.38K
ZS icon
1056
Zscaler
ZS
$32.2B
$268K 0.01%
1,559
-798
-34% -$159K
SIL icon
1057
Global X Silver Miners ETF NEW
SIL
$5.04B
$266K 0.01%
6,661
+299
+5% +$12.9K
CLGN icon
1058
CollPlant Biotechnologies
CLGN
$7.87M
$265K 0.01%
+1,970
New +$297K
NICE icon
1059
Nice
NICE
$6.17B
$265K 0.01%
+1,217
New +$305K
NVG icon
1060
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.49B
$265K 0.01%
15,667
+1,155
+8% +$19.3K
RXT icon
1061
Rackspace Technology
RXT
$999M
$263K 0.01%
11,050
-750
-6% -$16.2K
MAS icon
1062
Masco
MAS
$13.5B
$262K 0.01%
4,372
-1
-0% -$56
NWL icon
1063
Newell Brands
NWL
$2.39B
$262K 0.01%
+9,792
New +$243K
VRTX icon
1064
Vertex Pharmaceuticals
VRTX
$131B
$262K 0.01%
1,217
+22
+2% +$4.83K
BLMN icon
1065
Bloomin' Brands
BLMN
$689M
$260K 0.01%
+9,600
New +$233K
SNOW icon
1066
Snowflake
SNOW
$119B
$260K 0.01%
+1,135
New +$303K
FDLO icon
1067
Fidelity Low Volatility Factor ETF
FDLO
$1.4B
$259K 0.01%
5,915
-159
-3% -$6.82K
ALP
1068
Alpha Compute
ALP
$6.97M
$259K 0.01%
+9
New +$287K
RTL
1069
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$259K 0.01%
26,334
-17,289
-40% -$151K
DGRW icon
1070
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17B
$258K 0.01%
4,509
-645
-13% -$35.4K
EMLC icon
1071
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$5.08B
$258K 0.01%
8,394
-852
-9% -$27.4K
GEVO icon
1072
Gevo
GEVO
$393M
$258K 0.01%
26,300
-13,000
-33% -$125K
RGEN icon
1073
Repligen
RGEN
$10.1B
$258K 0.01%
1,327
+147
+12% +$30.1K
NTG
1074
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$258K 0.01%
10,022
-322
-3% -$7.96K
CHWY icon
1075
Chewy
CHWY
$8.4B
$257K 0.01%
3,038
-4,034
-57% -$393K
41 42
43
44 45

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DAM
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RPGK
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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.