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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JD icon
1051
JD.com
JD
$41.8B
$221K 0.01%
+2,513
New +$210K
OIL
1052
DELISTED
iPath Pure Beta Crude Oil ETN
OIL
$221K 0.01%
15,650
– –
EBAY icon
1053
eBay
EBAY
$50.3B
$220K 0.01%
4,382
-4,663
-52% -$238K
LTC
1054
LTC Properties
LTC
$2.15B
$220K 0.01%
5,662
-2,605
-32% -$95.7K
STM icon
1055
STMicroelectronics
STM
$47.7B
$220K 0.01%
+5,930
New +$210K
TTWO icon
1056
Take-Two Interactive
TTWO
$45.3B
$220K 0.01%
+1,057
New +$185K
SABR icon
1057
Sabre
SABR
$704M
$219K 0.01%
18,257
-1,305
-7% -$12.1K
SKT icon
1058
Tanger
SKT
$4.8B
$219K 0.01%
21,993
+400
+2% +$3.38K
SONY icon
1059
Sony
SONY
$131B
$219K 0.01%
+10,805
New +$188K
KKR icon
1060
KKR & Co
KKR
$91.3B
$218K 0.01%
+5,393
New +$204K
UTF icon
1061
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$218K 0.01%
+8,442
New +$208K
KLAC icon
1062
KLA
KLAC
$266B
$217K 0.01%
+8,370
New +$195K
MXIM
1063
DELISTED
Maxim Integrated Products
MXIM
$217K 0.01%
+2,442
New +$193K
LQDH icon
1064
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
$216K 0.01%
+2,257
New +$211K
MRSH
1065
Marsh
MRSH
$87.5B
$216K 0.01%
1,846
+11
+0.6% +$1.25K
XRT icon
1066
State Street SPDR S&P Retail ETF
XRT
$448M
$216K 0.01%
+3,353
New +$192K
PFC
1067
DELISTED
Premier Financial Corp. Common Stock
PFC
$215K 0.01%
+9,338
New +$189K
POCT icon
1068
Innovator US Equity Power Buffer ETF October
POCT
$957M
$214K 0.01%
+7,704
New +$209K
GPUS
1069
Hyperscale Data Inc
GPUS
$56.4M
– –
0
– –
GF
1070
New Germany Fund
GF
$183M
$213K 0.01%
11,213
– –
IGLB icon
1071
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.64B
$213K 0.01%
+2,919
New +$209K
NTG
1072
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$213K 0.01%
10,344
-705
-6% -$12.9K
AAPL icon
1073
PUT
Apple
AAPL
$4.95T
$212K 0.01%
+1,600
New +$192K
ONLN icon
1074
ProShares Online Retail ETF
ONLN
$63.1M
$212K 0.01%
+2,792
New +$196K
ONCS
1075
DELISTED
OncoSec Medical Incorporated
ONCS
$212K 0.01%
1,491
-523
-26% -$55.8K
41 42
43
44 45

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WWA
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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.