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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$62.5M
Cap. Flow %
2.64%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.92%
2 Technology 7.36%
3 Financials 4.51%
4 Healthcare 4.09%
5 Industrials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMCX icon
1051
AMC Global Media
AMCX
$501M
– –
-8,450
Closed -$415K
APLE icon
1052
Apple Hospitality REIT
APLE
$3.64B
– –
-21,030
Closed -$349K
BALL icon
1053
Ball Corp
BALL
$16.2B
– –
-3,460
Closed -$252K
BOCT icon
1054
Innovator US Equity Buffer ETF October
BOCT
$283M
– –
-76,091
Closed -$1.89M
BUD icon
1055
AB InBev
BUD
$157B
– –
-3,970
Closed -$378K
BYND icon
1056
CALL
Beyond Meat
BYND
$188M
– –
-83
Closed -$372K
CLF icon
1057
Cleveland-Cliffs
CLF
$6.93B
– –
-16,701
Closed -$121K
CLIR icon
1058
ClearSign Technologies
CLIR
$24M
– –
-1,027
Closed -$13K
CME icon
1059
CALL
CME Group
CME
$98B
– –
-2,500
Closed -$528K
DRI icon
1060
Darden Restaurants
DRI
$23.6B
– –
-2,399
Closed -$284K
DXCM icon
1061
DexCom
DXCM
$33B
– –
-5,824
Closed -$217K
EGO icon
1062
Eldorado Gold
EGO
$10.6B
– –
-161,663
Closed -$1.26M
ETSY icon
1063
Etsy
ETSY
$6.74B
– –
-10,742
Closed -$607K
EXR icon
1064
Extra Space Storage
EXR
$28.8B
– –
-1,903
Closed -$222K
EZPW icon
1065
Ezcorp Inc
EZPW
$1.89B
– –
-11,212
Closed -$72K
FCOM icon
1066
Fidelity MSCI Communication Services Index ETF
FCOM
$1.85B
– –
-6,244
Closed -$206K
FDMO icon
1067
Fidelity Momentum Factor ETF
FDMO
$888M
– –
-50,639
Closed -$1.77M
LKFT
1068
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.8B
– –
-1,696
Closed -$259K
HBI
1069
DELISTED
Hanesbrands
HBI
– –
-10,640
Closed -$163K
HWM icon
1070
Howmet Aerospace
HWM
$90.8B
– –
-19,752
Closed -$394K
IFV icon
1071
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
– –
-14,798
Closed -$282K
IYC icon
1072
iShares US Consumer Discretionary ETF
IYC
$1.14B
– –
-27,832
Closed -$1.51M
KGC icon
1073
Kinross Gold
KGC
$33B
– –
-58,138
Closed -$267K
LAD icon
1074
Lithia Motors
LAD
$7.46B
– –
-2,142
Closed -$284K
LMB icon
1075
Limbach Holdings
LMB
$627M
– –
-15,762
Closed -$78K
41 42
43
44 45

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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q4 2019 filing shows 143 new, 513 increased, 371 reduced and 92 closed positions. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M. The largest sale was iShares Core S&P 500 ETF, an estimated $6.41M.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 62% a quarter earlier, followed by Technology and Financials.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.