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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGNX icon
1026
Regenxbio
RGNX
$623M
$256K 0.01%
35,860
-1,450
-4% -$10.8K
SOUN icon
1027
SoundHound AI
SOUN
$2.68B
$256K 0.01%
31,548
+4,150
+15% +$51.7K
CGTX icon
1028
Cognition Therapeutics
CGTX
$82.3M
$256K 0.01%
608,390
-6,100
-1% -$3.58K
FNK icon
1029
First Trust Mid Cap Value AlphaDEX Fund
FNK
$227M
$256K 0.01%
5,073
-18
-0.4% -$953
MGOV icon
1030
First Trust Intermediate Government Opportunities ETF
MGOV
$100M
$255K 0.01%
12,599
-192,796
-94% -$3.86M
INCO icon
1031
Columbia India Consumer ETF
INCO
$226M
$255K 0.01%
+4,278
New +$257K
ZION icon
1032
Zions Bancorporation
ZION
$10.1B
$251K 0.01%
5,026
+837
+20% +$45.1K
DFNM icon
1033
Dimensional National Municipal Bond ETF
DFNM
$2.22B
$250K 0.01%
5,265
-300
-5% -$14.4K
CLOI icon
1034
VanEck CLO ETF
CLOI
$1.48B
$250K 0.01%
+4,722
New +$250K
CSNR
1035
Cohen & Steers Natural Resources Active ETF
CSNR
$97M
$249K 0.01%
+10,000
New +$247K
IYG icon
1036
iShares US Financial Services ETF
IYG
$2.13B
$248K 0.01%
3,163
+275
+10% +$22.1K
EXPD icon
1037
Expeditors International
EXPD
$22.9B
$248K 0.01%
2,060
+191
+10% +$22K
CRDO icon
1038
Credo Technology Group
CRDO
$39.7B
$247K 0.01%
+6,147
New +$382K
FXH icon
1039
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$246K 0.01%
2,378
-2,632
-53% -$282K
INGR icon
1040
Ingredion
INGR
$6.38B
$244K 0.01%
1,806
– –
BSMP
1041
DELISTED
Invesco BulletShares 2025 Municipal Bond ETF
BSMP
$244K 0.01%
9,965
-859
-8% -$21.1K
FBT icon
1042
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$243K 0.01%
+1,426
New +$248K
ALLE icon
1043
Allegion
ALLE
$13B
$241K 0.01%
1,851
+185
+11% +$23.9K
PZA icon
1044
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$241K 0.01%
+10,457
New +$245K
JBL icon
1045
Jabil
JBL
$32.8B
$240K 0.01%
1,765
+197
+13% +$30.3K
AFSM icon
1046
First Trust Active Factor Small Cap ETF
AFSM
$111M
$239K 0.01%
8,546
-1,100
-11% -$32.5K
XT icon
1047
iShares Future Exponential Technologies ETF
XT
$3.77B
$239K 0.01%
4,144
+100
+2% +$6.11K
KJAN icon
1048
Innovator US Small Cap Power Buffer ETF January
KJAN
$322M
$238K 0.01%
6,673
+546
+9% +$20.3K
DVYE icon
1049
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$237K 0.01%
+8,696
New +$232K
TPLC icon
1050
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$307M
$237K 0.01%
5,590
+517
+10% +$22.5K
40 41
42
43 44

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.