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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEAM icon
1026
Atlassian
TEAM
$22B
$234K 0.01%
+1,161
New +$220K
BMI icon
1027
Badger Meter
BMI
$3.66B
$233K 0.01%
+1,620
New +$256K
KLAC icon
1028
KLA
KLAC
$275B
$233K 0.01%
5,080
-2,140
-30% -$103K
SNOW icon
1029
Snowflake
SNOW
$92.9B
$232K 0.01%
1,520
+213
+16% +$34.7K
AMP icon
1030
Ameriprise Financial
AMP
$46.8B
$232K 0.01%
704
+3
+0.4% +$1.02K
XJUN icon
1031
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
$136M
$231K 0.01%
6,985
-744
-10% -$25K
ISCV icon
1032
iShares Morningstar Small-Cap Value ETF
ISCV
$687M
$231K 0.01%
4,452
– –
XJUL icon
1033
FT Vest US Equity Enhance & Moderate Buffer ETF July
XJUL
$41.7M
$230K 0.01%
+7,623
New +$233K
BCX icon
1034
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$229K 0.01%
24,909
-6,216
-20% -$58.2K
PCAR icon
1035
PACCAR
PCAR
$69.6B
$228K 0.01%
2,687
+65
+2% +$5.53K
EFR
1036
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
$227K 0.01%
18,774
+3,039
+19% +$36.6K
CNC icon
1037
Centene
CNC
$31.3B
$227K 0.01%
3,290
-185
-5% -$12.3K
ICLR icon
1038
Icon
ICLR
$12.8B
$226K 0.01%
919
-50
-5% -$12.6K
VFC icon
1039
VF Corp
VFC
$6.68B
$226K 0.01%
12,785
-6,636
-34% -$126K
AY
1040
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$226K 0.01%
11,823
-4,299
-27% -$97.3K
PARA
1041
DELISTED
Paramount Global Class B
PARA
$225K 0.01%
17,436
-3,797
-18% -$56.2K
LMB icon
1042
Limbach Holdings
LMB
$867M
$224K 0.01%
+7,062
New +$214K
QQQH
1043
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$375M
$224K 0.01%
5,555
+887
+19% +$37.6K
RIOT icon
1044
Riot Platforms
RIOT
$8.52B
$224K 0.01%
23,981
+2,920
+14% +$40.2K
WBS icon
1045
Webster Financial
WBS
$12.3B
$223K 0.01%
5,543
+18
+0.3% +$765
DOCU
1046
DocuSign
DOCU
$9.63B
$223K 0.01%
5,311
+807
+18% +$39.6K
IBMO icon
1047
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
$579M
$223K 0.01%
8,985
+37
+0.4% +$927
SOFI icon
1048
SoFi Technologies
SOFI
$21.1B
$222K 0.01%
27,761
+4,902
+21% +$43.1K
NGG icon
1049
National Grid
NGG
$82.7B
$221K 0.01%
3,866
-280
-7% -$16.9K
CGSD icon
1050
Capital Group Short Duration Income ETF
CGSD
$2.37B
$221K 0.01%
+8,816
New +$222K
40 41
42
43 44

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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.