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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTRS icon
1026
Northern Trust
NTRS
$22.2B
$283K 0.01%
+3,208
New +$297K
DHI icon
1027
D.R. Horton
DHI
$41B
$281K 0.01%
2,880
+242
+9% +$23.1K
TWNK
1028
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$281K 0.01%
+11,280
New +$265K
NWL icon
1029
Newell Brands
NWL
$2.16B
$278K 0.01%
+22,387
New +$316K
FYLD icon
1030
Cambria Foreign Shareholder Yield ETF
FYLD
$692M
$277K 0.01%
11,072
-168
-1% -$4.27K
TDOC icon
1031
Teladoc Health
TDOC
$1.58B
$277K 0.01%
10,680
+211
+2% +$5.65K
EEMS icon
1032
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$354M
$276K 0.01%
5,481
-98
-2% -$4.94K
JRO
1033
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$276K 0.01%
34,422
+956
+3% +$7.87K
BOND icon
1034
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$276K 0.01%
2,975
-8,997
-75% -$832K
EFC
1035
Ellington Financial
EFC
$1.68B
$274K 0.01%
22,452
+6,217
+38% +$80.1K
DVOL icon
1036
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$73.9M
$273K 0.01%
10,679
-85
-0.8% -$2.19K
BJUN icon
1037
Innovator US Equity Buffer ETF June
BJUN
$311M
$272K 0.01%
8,514
– –
TILT icon
1038
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.17B
$270K 0.01%
1,724
+4
+0.2% +$624
VTRS icon
1039
Viatris
VTRS
$20.1B
$270K 0.01%
28,073
+1,602
+6% +$17.8K
KDP icon
1040
Keurig Dr Pepper
KDP
$40.4B
$269K 0.01%
7,630
+504
+7% +$17.7K
ASH icon
1041
Ashland
ASH
$3.04B
$268K 0.01%
2,605
-54
-2% -$5.61K
EXPD icon
1042
Expeditors International
EXPD
$22.9B
$267K 0.01%
+2,425
New +$263K
GBF icon
1043
iShares Government/Credit Bond ETF
GBF
$133M
$266K 0.01%
2,518
-8
-0.3% -$837
MDYG icon
1044
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$266K 0.01%
3,885
+4
+0.1% +$273
INAB icon
1045
IN8bio
INAB
$11.5M
$265K 0.01%
6,797
+3,492
+106% +$195K
EIX icon
1046
Edison International
EIX
$30.7B
$265K 0.01%
3,751
-11
-0.3% -$743
SIL icon
1047
Global X Silver Miners ETF NEW
SIL
$4.07B
$265K 0.01%
8,620
+63
+0.7% +$1.82K
IYT icon
1048
iShares US Transportation ETF
IYT
$2.33B
$264K 0.01%
4,636
+4
+0.1% +$229
LYTS icon
1049
LSI Industries
LYTS
$853M
$264K 0.01%
+18,927
New +$262K
ETR icon
1050
Entergy
ETR
$54.1B
$263K 0.01%
4,886
-118
-2% -$6.26K
40 41
42
43 44

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.