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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NARI
1026
DELISTED
Inari Medical, Inc. Common Stock
NARI
$322K 0.01%
3,975
-50
-1% -$4.2K
KEY icon
1027
KeyCorp
KEY
$24.1B
$321K 0.01%
14,856
-27
-0.2% -$546
BEPC icon
1028
Brookfield Renewable
BEPC
$5.95B
$320K 0.01%
8,253
+1,716
+26% +$71.9K
ITM icon
1029
VanEck Intermediate Muni ETF
ITM
$2.14B
$320K 0.01%
6,240
+555
+10% +$28.8K
BBBY
1030
Bed Bath & Beyond
BBBY
$512M
$318K 0.01%
4,494
+1,865
+71% +$129K
GLW icon
1031
Corning
GLW
$123B
$318K 0.01%
8,719
-193
-2% -$7.71K
ATOM icon
1032
Atomera
ATOM
$203M
$317K 0.01%
13,750
+400
+3% +$8.68K
SAM icon
1033
Boston Beer
SAM
$1.91B
$317K 0.01%
622
+265
+74% +$180K
EWJ icon
1034
iShares MSCI Japan ETF
EWJ
$21.7B
$316K 0.01%
4,491
+1,345
+43% +$93.1K
HPQ icon
1035
HP
HPQ
$24.3B
$316K 0.01%
11,542
+486
+4% +$14K
CLGN icon
1036
CollPlant Biotechnologies
CLGN
$6.03M
$315K 0.01%
+18,635
New +$335K
HLT icon
1037
Hilton Worldwide
HLT
$75.3B
$315K 0.01%
2,386
-1,147
-32% -$145K
AFRM icon
1038
Affirm
AFRM
$24.5B
$314K 0.01%
+2,637
New +$211K
ASO icon
1039
Academy Sports + Outdoors
ASO
$3.09B
$314K 0.01%
7,856
+785
+11% +$31.3K
RSPU icon
1040
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$551M
$313K 0.01%
6,096
-1,262
-17% -$68.1K
SWBI icon
1041
Smith & Wesson
SWBI
$666M
$312K 0.01%
15,050
+3,661
+32% +$88K
YYY icon
1042
Amplify CEF High Income ETF
YYY
$725M
$311K 0.01%
18,466
+2,289
+14% +$39.6K
SLY
1043
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$311K 0.01%
3,278
-757
-19% -$72.1K
BJAN icon
1044
Innovator US Equity Buffer ETF January
BJAN
$342M
$310K 0.01%
8,592
+141
+2% +$5.11K
GRID
1045
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.3B
$310K 0.01%
3,344
+907
+37% +$87.4K
ITB icon
1046
iShares US Home Construction ETF
ITB
$2.35B
$310K 0.01%
4,691
-2,574
-35% -$181K
BBN icon
1047
BlackRock Taxable Municipal Bond Trust
BBN
$971M
$309K 0.01%
+12,012
New +$316K
CPRT icon
1048
Copart
CPRT
$27.6B
$309K 0.01%
+8,900
New +$318K
BA icon
1049
CALL
Boeing
BA
$167B
$308K 0.01%
1,400
+100
+8% +$22.3K
IDNA icon
1050
iShares Genomics Immunology and Healthcare ETF
IDNA
$190M
$308K 0.01%
6,066
+433
+8% +$22.6K
40 41
42
43 44

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.