We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.36B
AUM Growth
+$225M
Cap. Flow
+$26.2M
Cap. Flow %
0.78%
Top 10 Hldgs %
18.93%
Holding
1,527
New
202
Increased
746
Reduced
440
Closed
114

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$8.48M
2
GLD icon
SPDR Gold Trust
GLD
+$8.07M
3
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.11M
4
DVN icon
Devon Energy
DVN
+$7.08M
5
NUE icon
Nucor
NUE
+$7.07M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$25.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$18.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$17.8M
4
IVZ icon
Invesco
IVZ
+$8.42M
5
ISCG icon
iShares Morningstar Small-Cap Growth ETF
ISCG
+$7.9M

Sector Composition

Rank Sector Weight
1 Technology 10.94%
2 Consumer Discretionary 6.38%
3 Financials 4.83%
4 Healthcare 4.46%
5 Communication Services 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPQ icon
1026
HP
HPQ
$23.5B
$334K 0.01%
11,056
+1,062
+11% +$33.9K
NGG icon
1027
National Grid
NGG
$82.7B
$334K 0.01%
5,911
-192
-3% -$10.9K
QQEW icon
1028
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$334K 0.01%
2,973
-133
-4% -$14.2K
CI icon
1029
Cigna
CI
$76.6B
$333K 0.01%
1,406
+348
+33% +$86.9K
EXPD icon
1030
Expeditors International
EXPD
$22.9B
$333K 0.01%
2,632
-82
-3% -$9.68K
SPXX icon
1031
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$331M
$333K 0.01%
18,383
+783
+4% +$13.7K
ALK icon
1032
Alaska Air
ALK
$5.15B
$330K 0.01%
+5,464
New +$369K
COMB icon
1033
GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF
COMB
$135M
$330K 0.01%
11,642
-6,949
-37% -$189K
ISCB icon
1034
iShares Morningstar Small-Cap ETF
ISCB
$281M
$330K 0.01%
5,633
+69
+1% +$4K
FOUR icon
1035
Shift4
FOUR
$3.84B
$328K 0.01%
+3,500
New +$330K
GBAB
1036
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$328K 0.01%
13,286
+151
+1% +$3.63K
PGR icon
1037
Progressive
PGR
$124B
$328K 0.01%
3,344
-3,129
-48% -$310K
DELL icon
1038
Dell
DELL
$283B
$327K 0.01%
6,464
+407
+7% +$20.4K
OC icon
1039
Owens Corning
OC
$11.5B
$327K 0.01%
3,341
+7
+0.2% +$699
PXD
1040
DELISTED
Pioneer Natural Resource Co.
PXD
$327K 0.01%
2,011
+287
+17% +$45.1K
BKNG icon
1041
Booking.com
BKNG
$138B
$324K 0.01%
3,675
-175
-5% -$16.3K
VRTX icon
1042
Vertex Pharmaceuticals
VRTX
$121B
$324K 0.01%
1,607
+390
+32% +$81.6K
RH icon
1043
RH
RH
$3.3B
$323K 0.01%
476
+26
+6% +$16.9K
PJUL icon
1044
Innovator US Equity Power Buffer ETF July
PJUL
$1.18B
$322K 0.01%
+10,863
New +$321K
QQQX icon
1045
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$322K 0.01%
+10,953
New +$310K
AVDV icon
1046
Avantis International Small Cap Value ETF
AVDV
$18.9B
$321K 0.01%
4,960
+1,598
+48% +$105K
SDVY icon
1047
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
$320K 0.01%
10,995
+1,105
+11% +$32.6K
TSI
1048
TCW Strategic Income Fund
TSI
$212M
$320K 0.01%
54,068
-3,344
-6% -$19.3K
TTE icon
1049
TotalEnergies
TTE
$193B
$320K 0.01%
7,067
+1,120
+19% +$52.4K
CB icon
1050
Chubb
CB
$140B
$319K 0.01%
+2,008
New +$333K
40 41
42
43 44

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q2 2021 Portfolio in Review

As of Q2 2021, Sigma Planning Corp held 1,527 positions worth $3.36B, up 7.2% from $3.13B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q2 2021 filing shows 202 new, 746 increased, 440 reduced and 114 closed positions. Its largest new stake was Devon Energy: 273,908 shares worth $8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q2 2021 buy was Devon Energy: 273,908 shares worth $8M.
  • Sigma Planning Corp added most to Invesco QQQ Trust in Q2 2021, an estimated $8.48M increase.
  • Sigma Planning Corp's biggest Q2 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $25.1M.
  • Sigma Planning Corp fully exited iShares Morningstar Small-Cap Growth ETF in Q2 2021, selling an estimated $7.9M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.36B portfolio in Q2 2021.
  • Sigma Planning Corp opened 202 new positions and closed 114 in Q2 2021.
  • Sigma Planning Corp's portfolio value rose 7.2% quarter-over-quarter to $3.36B.

Based on Sigma Planning Corp's 13F filing for Q2 2021, filed 13 Aug 2021.