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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$76.3M
Cap. Flow %
2.44%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 10.1%
2 Consumer Discretionary 6.28%
3 Financials 4.79%
4 Healthcare 4.54%
5 Communication Services 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXS icon
1026
AXIS Capital
AXS
$8.63B
$281K 0.01%
5,672
+192
+4% +$9.62K
PH icon
1027
Parker-Hannifin
PH
$124B
$281K 0.01%
889
-527
-37% -$152K
SDVY icon
1028
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.5B
$281K 0.01%
+9,890
New +$263K
SHM icon
1029
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$281K 0.01%
5,677
+1
+0% +$50
IFRA icon
1030
iShares US Infrastructure ETF
IFRA
$4.6B
$280K 0.01%
+8,076
New +$260K
APPN icon
1031
Appian
APPN
$1.88B
$279K 0.01%
2,095
+353
+20% +$62.5K
Y
1032
DELISTED
Alleghany Corp
Y
$279K 0.01%
446
– –
ATO icon
1033
Atmos Energy
ATO
$29.7B
$278K 0.01%
2,816
-28
-1% -$2.55K
CCD
1034
Calamos Dynamic Convertible & Income Fund
CCD
$712M
$278K 0.01%
+8,705
New +$270K
NUS icon
1035
Nu Skin
NUS
$250M
$278K 0.01%
5,252
+94
+2% +$5.12K
HAACU
1036
DELISTED
Health Assurance Acquisition Corp. SAIL Securities
HAACU
$278K 0.01%
+25,850
New +$322K
AIA icon
1037
iShares Asia 50 ETF
AIA
$4.51B
$277K 0.01%
+3,000
New +$287K
MCK icon
1038
McKesson
MCK
$99.5B
$277K 0.01%
1,421
-118
-8% -$21.5K
TTE icon
1039
TotalEnergies
TTE
$187B
$277K 0.01%
5,947
+351
+6% +$16K
SPH icon
1040
Suburban Propane Partners
SPH
$1.21B
$276K 0.01%
18,639
+3,035
+19% +$45.9K
FTCH
1041
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$276K 0.01%
5,197
+205
+4% +$12.5K
FXI icon
1042
iShares China Large-Cap ETF
FXI
$4.22B
$274K 0.01%
5,868
+320
+6% +$15.9K
UTF icon
1043
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$274K 0.01%
9,819
+1,377
+16% +$36.6K
PXD
1044
DELISTED
Pioneer Natural Resource Co.
PXD
$274K 0.01%
+1,724
New +$245K
IDNA icon
1045
iShares Genomics Immunology and Healthcare ETF
IDNA
$190M
$273K 0.01%
5,977
+325
+6% +$15.9K
LITS
1046
Lite Strategy Inc
LITS
$33.2M
$273K 0.01%
3,973
– –
RA
1047
Brookfield Real Assets Income Fund
RA
$704M
$273K 0.01%
+13,198
New +$258K
STWD icon
1048
Starwood Property Trust
STWD
$6.15B
$273K 0.01%
11,018
-626
-5% -$13.6K
DBD
1049
DELISTED
Diebold Nixdorf Incorporated
DBD
$273K 0.01%
+19,300
New +$266K
DELL icon
1050
Dell
DELL
$276B
$271K 0.01%
+6,057
New +$248K
40 41
42
43 44

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q1 2021 filing shows 237 new, 632 increased, 426 reduced and 107 closed positions. Its largest new stake was Tapestry: 215,385 shares worth $8.88M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.