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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KDP icon
1026
Keurig Dr Pepper
KDP
$41B
$231K 0.01%
+7,211
New +$213K
SPIP icon
1027
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$231K 0.01%
7,416
+717
+11% +$22K
ACWX icon
1028
iShares MSCI ACWI ex US ETF
ACWX
$11.4B
$230K 0.01%
+4,330
New +$215K
NWSA icon
1029
News Corp Class A
NWSA
$14.8B
$230K 0.01%
+12,814
New +$207K
UPWK icon
1030
Upwork
UPWK
$1.14B
$230K 0.01%
6,665
-7,410
-53% -$212K
TWOU
1031
DELISTED
2U Inc
TWOU
$229K 0.01%
+191
New +$205K
BTZ icon
1032
BlackRock Credit Allocation Income Trust
BTZ
$931M
$228K 0.01%
15,496
+2,078
+15% +$29.9K
DIVO icon
1033
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.48B
$228K 0.01%
+6,983
New +$220K
OC icon
1034
Owens Corning
OC
$11.6B
$228K 0.01%
+3,009
New +$219K
PSL icon
1035
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$84.5M
$228K 0.01%
+2,633
New +$217K
WDC icon
1036
Western Digital
WDC
$172B
$228K 0.01%
+5,455
New +$181K
BEPC icon
1037
Brookfield Renewable
BEPC
$5.95B
$227K 0.01%
+3,903
New +$188K
RHP icon
1038
Ryman Hospitality Properties
RHP
$8.52B
$227K 0.01%
3,356
-2,406
-42% -$129K
RGEN icon
1039
Repligen
RGEN
$7.39B
$226K 0.01%
+1,180
New +$215K
STLD icon
1040
Steel Dynamics
STLD
$36.1B
$226K 0.01%
+6,117
New +$212K
VWOB icon
1041
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.16B
$226K 0.01%
2,748
-53
-2% -$4.26K
BDJ icon
1042
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$225K 0.01%
26,599
+151
+0.6% +$1.18K
BUI icon
1043
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$736M
$225K 0.01%
+9,000
New +$212K
LDOS icon
1044
Leidos
LDOS
$14.5B
$225K 0.01%
2,137
-569
-21% -$54.6K
RXT icon
1045
Rackspace Technology
RXT
$980M
$225K 0.01%
+11,800
New +$213K
STWD icon
1046
Starwood Property Trust
STWD
$6.15B
$225K 0.01%
11,644
+422
+4% +$7.18K
BR icon
1047
Broadridge
BR
$17.7B
$223K 0.01%
+1,453
New +$211K
DLR icon
1048
CALL
Digital Realty Trust
DLR
$72.4B
$223K 0.01%
+1,600
New +$229K
ERTH icon
1049
Invesco MSCI Sustainable Future ETF
ERTH
$133M
$223K 0.01%
+2,971
New +$197K
BJAN icon
1050
Innovator US Equity Buffer ETF January
BJAN
$342M
$222K 0.01%
+6,785
New +$214K
40 41
42
43 44

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BPS
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WWA
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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.