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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAB icon
1026
Gabelli Equity Trust
GAB
$1.74B
$69K ﹤0.01%
13,881
– –
BTG icon
1027
B2Gold
BTG
$5.16B
$68K ﹤0.01%
+10,500
New +$68.3K
REI icon
1028
Ring Energy
REI
$322M
$68K ﹤0.01%
100,000
+50,000
+100% +$47.4K
ARLP icon
1029
Alliance Resource Partners
ARLP
$3.18B
$66K ﹤0.01%
+23,852
New +$76.8K
MFA
1030
MFA Financial
MFA
$929M
$66K ﹤0.01%
6,156
-3,830
-38% -$41.2K
IGR
1031
CBRE Global Real Estate Income Fund
IGR
$712M
$65K ﹤0.01%
10,850
+480
+5% +$2.92K
VHC icon
1032
CALL
VirnetX Holding Corp
VHC
$52.3M
$63K ﹤0.01%
+595
New +$63.7K
AWP
1033
abrdn Global Premier Properties Fund
AWP
$377M
$61K ﹤0.01%
4,404
+75
+2% +$1.07K
CRBP icon
1034
Corbus Pharmaceuticals
CRBP
$170M
$58K ﹤0.01%
+1,067
New +$193K
VHC icon
1035
VirnetX Holding Corp
VHC
$52.3M
$58K ﹤0.01%
550
-200
-27% -$21.4K
BB icon
1036
BlackBerry
BB
$5.01B
$57K ﹤0.01%
12,474
-123
-1% -$595
TCRT icon
1037
Alaunos Therapeutics
TCRT
$4.74M
$57K ﹤0.01%
150
+32
+27% +$14.1K
CNR
1038
Core Natural Resources Inc
CNR
$4.19B
$57K ﹤0.01%
+12,800
New +$67K
APTS
1039
DELISTED
Preferred Apartment Communities, Inc.
APTS
$55K ﹤0.01%
10,237
-61
-0.6% -$415
OPK icon
1040
Opko Health
OPK
$921M
$49K ﹤0.01%
13,407
-222
-2% -$937
FCEL icon
1041
FuelCell Energy
FCEL
$1.7B
$47K ﹤0.01%
732
+229
+46% +$18.2K
TGB
1042
Trekor Metals
TGB
$2.56B
$42K ﹤0.01%
40,000
+6,000
+18% +$4.96K
MIE
1043
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$37K ﹤0.01%
24,743
+3,400
+16% +$6.55K
ADAM
1044
Adamas Trust
ADAM
$777M
$33K ﹤0.01%
3,250
-2,500
-43% -$26K
AYTU icon
1045
AYTU BioPharma
AYTU
$23.2M
$28K ﹤0.01%
116
+44
+61% +$11.3K
TULP
1046
Bloomia Holdings
TULP
$18.2M
$27K ﹤0.01%
5,757
– –
SJT
1047
San Juan Basin Royalty Trust
SJT
$117M
$26K ﹤0.01%
10,232
– –
REED
1048
DELISTED
Reeds, Inc. Common Stock
REED
$24K ﹤0.01%
517
+6
+1% +$312
HEXO
1049
DELISTED
HEXO Corp. Common Shares
HEXO
$21K ﹤0.01%
563
+1
+0.2% +$40
AEMD icon
1050
Aethlon Medical
AEMD
$1.54M
$19K ﹤0.01%
17
-7
-29% -$9.48K
40 41
42
43 44

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.