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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KNX icon
1001
Knight Transportation
KNX
$11.8B
$249K 0.01%
+4,969
New +$276K
EIX icon
1002
Edison International
EIX
$30.7B
$248K 0.01%
3,919
+387
+11% +$27K
KXI icon
1003
iShares Global Consumer Staples ETF
KXI
$1.03B
$248K 0.01%
4,344
-1,809
-29% -$109K
TIPX icon
1004
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2B
$248K 0.01%
13,691
+897
+7% +$16.4K
CIK
1005
Credit Suisse Asset Management Income Fund
CIK
$133M
$245K 0.01%
94,761
-6,360
-6% -$18.2K
NJUL icon
1006
Innovator Growth-100 Power Buffer ETF July
NJUL
$244M
$245K 0.01%
+4,828
New +$248K
DFAC icon
1007
Dimensional US Core Equity 2 ETF
DFAC
$47.5B
$245K 0.01%
9,339
+440
+5% +$12K
AR icon
1008
Antero Resources
AR
$10.9B
$243K 0.01%
+9,581
New +$247K
GIB icon
1009
CGI
GIB
$13.9B
$241K 0.01%
2,452
-217
-8% -$22.2K
GSLC icon
1010
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$240K 0.01%
+2,845
New +$249K
XT icon
1011
iShares Future Exponential Technologies ETF
XT
$3.77B
$239K 0.01%
4,576
+340
+8% +$18.7K
SLVM icon
1012
Sylvamo
SLVM
$1.52B
$239K 0.01%
5,437
-70
-1% -$3.01K
ICLN icon
1013
iShares Global Clean Energy ETF
ICLN
$2.38B
$239K 0.01%
16,325
-1,181
-7% -$19.8K
DASH icon
1014
DoorDash
DASH
$75.3B
$238K 0.01%
+3,001
New +$244K
JMST icon
1015
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
$238K 0.01%
+4,708
New +$238K
RSPH icon
1016
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
$237K 0.01%
8,655
-805
-9% -$23.4K
VTRS icon
1017
Viatris
VTRS
$20.1B
$237K 0.01%
23,987
-526
-2% -$5.48K
ODFL icon
1018
Old Dominion Freight Line
ODFL
$48.5B
$236K 0.01%
+1,152
New +$233K
DKS icon
1019
Dick's Sporting Goods
DKS
$18.4B
$236K 0.01%
2,173
+481
+28% +$60.9K
PSA icon
1020
Public Storage
PSA
$60.2B
$235K 0.01%
891
+27
+3% +$7.57K
FCOR icon
1021
Fidelity Corporate Bond ETF
FCOR
$352M
$235K 0.01%
5,377
+29
+0.5% +$1.3K
NEA icon
1022
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$235K 0.01%
24,279
-5,352
-18% -$56.2K
LKQ icon
1023
LKQ Corp
LKQ
$6.58B
$235K 0.01%
+4,746
New +$254K
GPK icon
1024
Graphic Packaging
GPK
$3.26B
$235K 0.01%
+10,544
New +$242K
GVI icon
1025
iShares Intermediate Government/Credit Bond ETF
GVI
$3.72B
$234K 0.01%
+2,310
New +$236K
39 40
41
42 43

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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.