We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGN
1001
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
$296K 0.01%
80,938
+1,045
+1% +$3.85K
DSL
1002
DoubleLine Income Solutions Fund
DSL
$1.23B
$296K 0.01%
26,043
+8,772
+51% +$105K
FDD icon
1003
First Trust STOXX European Select Dividend Income Fund
FDD
$861M
$296K 0.01%
25,367
-342
-1% -$4.13K
CDNS icon
1004
Cadence Design Systems
CDNS
$93.4B
$295K 0.01%
+1,403
New +$265K
PNOV icon
1005
Innovator US Equity Power Buffer ETF November
PNOV
$880M
$295K 0.01%
9,261
-2,300
-20% -$71.7K
XVV icon
1006
iShares ESG Screened S&P 500 ETF
XVV
$640M
$294K 0.01%
9,516
+321
+3% +$9.61K
FIDU icon
1007
Fidelity MSCI Industrials Index ETF
FIDU
$2.35B
$293K 0.01%
5,548
-80
-1% -$4.21K
PAYC icon
1008
Paycom
PAYC
$7.05B
$292K 0.01%
962
-110
-10% -$33.1K
PID icon
1009
Invesco International Dividend Achievers ETF
PID
$919M
$292K 0.01%
16,402
+4,462
+37% +$78.2K
NGG icon
1010
National Grid
NGG
$81.6B
$292K 0.01%
4,564
-246
-5% -$14.7K
DINO icon
1011
HF Sinclair
DINO
$16.4B
$292K 0.01%
6,042
+406
+7% +$21.1K
HBI
1012
DELISTED
Hanesbrands
HBI
$292K 0.01%
+55,519
New +$349K
ARKW icon
1013
ARK Web x.0 ETF
ARKW
$1.65B
$292K 0.01%
5,446
-20
-0.4% -$974
KLAC icon
1014
KLA
KLAC
$266B
$289K 0.01%
7,240
-760
-10% -$30K
CHTR icon
1015
Charter Communications
CHTR
$15.7B
$288K 0.01%
805
-119
-13% -$44.5K
SPH icon
1016
Suburban Propane Partners
SPH
$1.21B
$288K 0.01%
18,809
-354
-2% -$5.48K
STLD icon
1017
Steel Dynamics
STLD
$36.1B
$288K 0.01%
+2,547
New +$296K
TDTT icon
1018
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
$288K 0.01%
11,904
+72
+0.6% +$1.71K
MIDD icon
1019
Middleby
MIDD
$6.15B
$288K 0.01%
1,962
-3
-0.2% -$446
BHP icon
1020
BHP
BHP
$213B
$287K 0.01%
+4,529
New +$292K
CPA icon
1021
Copa Holdings
CPA
$5.65B
$287K 0.01%
+3,107
New +$282K
JETS icon
1022
US Global Jets ETF
JETS
$768M
$286K 0.01%
15,350
-6,186
-29% -$120K
HII icon
1023
Huntington Ingalls Industries
HII
$11.4B
$286K 0.01%
1,379
-53
-4% -$11.5K
EJAN icon
1024
Innovator Emerging Markets Power Buffer ETF January
EJAN
$144M
$284K 0.01%
+10,077
New +$284K
AAL icon
1025
American Airlines Group
AAL
$9.9B
$283K 0.01%
19,176
-1,120
-6% -$17.5K
39 40
41
42 43

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.