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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.36B
AUM Growth
+$225M
Cap. Flow
+$26.2M
Cap. Flow %
0.78%
Top 10 Hldgs %
18.93%
Holding
1,527
New
202
Increased
746
Reduced
440
Closed
114

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$8.48M
2
GLD icon
SPDR Gold Trust
GLD
+$8.07M
3
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.11M
4
DVN icon
Devon Energy
DVN
+$7.08M
5
NUE icon
Nucor
NUE
+$7.07M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$25.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$18.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$17.8M
4
IVZ icon
Invesco
IVZ
+$8.42M
5
ISCG icon
iShares Morningstar Small-Cap Growth ETF
ISCG
+$7.9M

Sector Composition

Rank Sector Weight
1 Technology 10.94%
2 Consumer Discretionary 6.38%
3 Financials 4.83%
4 Healthcare 4.46%
5 Communication Services 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUSC icon
1001
Nuveen ESG Small-Cap ETF
NUSC
$1.28B
$350K 0.01%
+7,751
New +$345K
UA icon
1002
Under Armour Class C
UA
$2.92B
$350K 0.01%
+18,871
New +$355K
SHAK icon
1003
Shake Shack
SHAK
$2.3B
$349K 0.01%
+3,263
New +$329K
LUMN icon
1004
Lumen
LUMN
$6.53B
$348K 0.01%
25,581
+1,679
+7% +$23.2K
VPL icon
1005
Vanguard FTSE Pacific ETF
VPL
$8.05B
$348K 0.01%
4,233
+7
+0.2% +$581
DIVO icon
1006
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.41B
$347K 0.01%
9,679
-178
-2% -$6.33K
ILCB icon
1007
iShares Morningstar US Equity ETF
ILCB
$1.26B
$346K 0.01%
5,701
+5
+0.1% +$295
TWOU
1008
DELISTED
2U Inc
TWOU
$346K 0.01%
277
-11
-4% -$12.7K
CXT icon
1009
Crane NXT
CXT
$3.04B
$345K 0.01%
10,750
+826
+8% +$27K
NI icon
1010
NiSource
NI
$22.4B
$345K 0.01%
14,095
+4,069
+41% +$103K
PANW icon
1011
Palo Alto Networks
PANW
$264B
$344K 0.01%
5,568
+264
+5% +$15.6K
TIGR
1012
UP Fintech Holding
TIGR
$845M
$343K 0.01%
11,850
+1,250
+12% +$26.6K
ICLR icon
1013
Icon
ICLR
$12.8B
$342K 0.01%
1,655
+9
+0.5% +$1.94K
VWOB icon
1014
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$342K 0.01%
4,288
+1,291
+43% +$102K
JTD
1015
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$342K 0.01%
21,288
+200
+0.9% +$3.16K
IAT icon
1016
iShares US Regional Banks ETF
IAT
$685M
$341K 0.01%
5,928
+336
+6% +$19.9K
TPIC
1017
DELISTED
TPI Composites
TPIC
$340K 0.01%
+7,017
New +$345K
VGIT icon
1018
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$340K 0.01%
5,013
-1,190
-19% -$80.5K
HOLX
1019
DELISTED
Hologic
HOLX
$339K 0.01%
5,088
+2,170
+74% +$145K
IHF icon
1020
iShares US Healthcare Providers ETF
IHF
$1.18B
$339K 0.01%
6,355
+630
+11% +$33.3K
SIL icon
1021
Global X Silver Miners ETF NEW
SIL
$4.08B
$339K 0.01%
7,949
+1,288
+19% +$58K
DVOL icon
1022
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$73.9M
$338K 0.01%
12,442
– –
TDY icon
1023
Teledyne Technologies
TDY
$30.4B
$337K 0.01%
+803
New +$341K
EOG icon
1024
EOG Resources
EOG
$78B
$336K 0.01%
+4,032
New +$319K
FXL icon
1025
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$335K 0.01%
2,701
-3,606
-57% -$429K
39 40
41
42 43

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Sigma Planning Corp's Q2 2021 Portfolio in Review

As of Q2 2021, Sigma Planning Corp held 1,527 positions worth $3.36B, up 7.2% from $3.13B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q2 2021 filing shows 202 new, 746 increased, 440 reduced and 114 closed positions. Its largest new stake was Devon Energy: 273,908 shares worth $8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q2 2021 buy was Devon Energy: 273,908 shares worth $8M.
  • Sigma Planning Corp added most to Invesco QQQ Trust in Q2 2021, an estimated $8.48M increase.
  • Sigma Planning Corp's biggest Q2 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $25.1M.
  • Sigma Planning Corp fully exited iShares Morningstar Small-Cap Growth ETF in Q2 2021, selling an estimated $7.9M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.36B portfolio in Q2 2021.
  • Sigma Planning Corp opened 202 new positions and closed 114 in Q2 2021.
  • Sigma Planning Corp's portfolio value rose 7.2% quarter-over-quarter to $3.36B.

Based on Sigma Planning Corp's 13F filing for Q2 2021, filed 13 Aug 2021.